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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-1.67%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$911M
AUM Growth
-$3.6M
Cap. Flow
+$15.3M
Cap. Flow %
1.68%
Top 10 Hldgs %
50.32%
Holding
1,410
New
101
Increased
303
Reduced
271
Closed
77

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$7.66M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$6.33M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.14M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.36M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.05M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$6.71M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.53M
3
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$1.92M
4
ENFR icon
Alerian Energy Infrastructure ETF
ENFR
+$1.66M
5
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$1.32M

Sector Composition

Rank Sector Weight
1 Financials 8.36%
2 Technology 5.38%
3 Healthcare 3.52%
4 Energy 3.18%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRF icon
1
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
$132M 14.51%
5,997,225
+224,665
+4% +$5.14M
USMV icon
2
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$100M 10.99%
1,927,466
+63,535
+3% +$3.36M
KLDW
3
DELISTED
Knowledge Leaders Developed World ETF
KLDW
$73.2M 8.04%
2,143,537
+223,126
+12% +$7.66M
DGRW icon
4
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.6B
$45.4M 4.99%
1,125,415
+48,710
+5% +$2.05M
MTUM icon
5
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
$26.1M 2.86%
246,313
+58,053
+31% +$6.33M
MSFT icon
6
Microsoft
MSFT
$2.84T
$18.6M 2.05%
204,334
-3,386
-2% -$310K
AAPL icon
7
Apple
AAPL
$4.89T
$17.4M 1.91%
415,288
-816
-0.2% -$35.1K
XOM icon
8
ExxonMobil
XOM
$651B
$15.4M 1.69%
206,813
-7,608
-4% -$608K
DBEF icon
9
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.13B
$15.1M 1.66%
492,927
-213,273
-30% -$6.71M
VIG icon
10
Vanguard Dividend Appreciation ETF
VIG
$111B
$14.7M 1.62%
145,910
+3,650
+3% +$378K
SPY icon
11
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$14.5M 1.59%
54,921
+621
+1% +$169K
BRK.B icon
12
Berkshire Hathaway Class B
BRK.B
$1.07T
$13.5M 1.48%
67,719
+3,138
+5% +$644K
SCIU
13
DELISTED
Global X Scientific Beta US ETF
SCIU
$11.6M 1.27%
374,665
-29,049
-7% -$911K
JPIN icon
14
JPMorgan Diversified Return International Equity ETF
JPIN
$361M
$11.4M 1.25%
191,446
+4,755
+3% +$286K
DUK icon
15
Duke Energy
DUK
$102B
$11.3M 1.24%
145,743
-2,222
-2% -$172K
GSLC icon
16
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.2B
$9.47M 1.04%
177,356
-9,048
-5% -$496K
TFC icon
17
Truist Financial
TFC
$63.2B
$9.08M 1%
174,561
+4,740
+3% +$255K
EEMV icon
18
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.45B
$9.06M 1%
145,383
-4,717
-3% -$295K
FNDX icon
19
Schwab Fundamental US Large Company Index ETF
FNDX
$26.4B
$8.86M 0.97%
731,325
+65,148
+10% +$820K
IVV icon
20
iShares Core S&P 500 ETF
IVV
$876B
$8.83M 0.97%
33,262
+181
+0.5% +$49.8K
JNJ icon
21
Johnson & Johnson
JNJ
$635B
$8.8M 0.97%
68,689
-4,439
-6% -$600K
PXF icon
22
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.83B
$8.63M 0.95%
193,181
-41,863
-18% -$1.92M
PFE icon
23
Pfizer
PFE
$140B
$7.98M 0.88%
236,888
-4,694
-2% -$161K
JPM icon
24
JPMorgan Chase
JPM
$939B
$7.87M 0.86%
71,523
-2,834
-4% -$321K
VCSH icon
25
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$6.56M 0.72%
83,597
+12,553
+18% +$988K
1
2 3 4 5

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Carroll Financial Associates's Q1 2018 Portfolio in Review

As of Q1 2018, Carroll Financial Associates held 1,410 positions worth $911M, down 0.39% from $914M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates's Q1 2018 filing shows 101 new, 303 increased, 271 reduced and 77 closed positions. Its largest new stake was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $6.71M.

By sector, the portfolio is most concentrated in Financials at 8.4% of assets, up from 8.2% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q1 2018 buy was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q1 2018, an estimated $7.66M increase.
  • Carroll Financial Associates's biggest Q1 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $6.71M.
  • Carroll Financial Associates fully exited VelocityShares VIX Short Volatility Hedged ETN in Q1 2018, selling an estimated $158K.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $911M portfolio in Q1 2018.
  • Carroll Financial Associates opened 101 new positions and closed 77 in Q1 2018.
  • Carroll Financial Associates's portfolio value fell 0.39% quarter-over-quarter to $911M.

Based on Carroll Financial Associates's 13F filing for Q1 2018, filed 6 Apr 2018.