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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
+1.83%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$305M
AUM Growth
+$23.5M
(+8.3%)
Cap. Flow
-$13.5M
Cap. Flow
% of AUM
-4.43%
Top 10 Holdings %
Top 10 Hldgs %
40.12%
Holding
1,104
New
165
Increased
242
Reduced
76
Closed
181
Top Buys
| 1 |
Vanguard Dividend Appreciation ETF
VIG
|
+$3.76M |
| 2 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$3.32M |
| 3 |
Invesco FTSE RAFI US 1000 ETF
PRF
|
+$2.37M |
| 4 |
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
|
+$2.03M |
| 5 |
iShares MSCI USA Momentum Factor ETF
MTUM
|
+$2M |
Top Sells
| 1 |
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
|
+$31.7M |
| 2 |
Bank of America Depository Shares Series E
BAC.PRE
|
+$2.62M |
| 3 |
Goldman Sachs Group Inc Depositary Shares
GS.PRA
|
+$1.99M |
| 4 |
Hormel Foods
HRL
|
+$1.46M |
| 5 |
Morgan Stanley Series A Preferred Stock
MS.PRA
|
+$1.27M |
Sector Composition
| 1 | Financials | 12.17% |
| 2 | Technology | 9.66% |
| 3 | Energy | 9.29% |
| 4 | Healthcare | 6.5% |
| 5 | Industrials | 5.09% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
| $28.6M | 9.39% |
794,211
+93,847
| +13% | +$3.32M |
|
|
2
Invesco FTSE RAFI US 1000 ETF
PRF
$9.78B
| $15.6M | 5.13% |
923,655
+144,225
| +19% | +$2.37M |
|
3
ExxonMobil
XOM
$614B
| $15.5M | 5.08% |
158,406
-10,861
| -6% | -$1.04M |
|
4
Johnson & Johnson
JNJ
$612B
| $10.2M | 3.36% |
104,234
-2,619
| -2% | -$243K |
|
5
Microsoft
MSFT
$2.91T
| $10.1M | 3.31% |
245,895
+8,534
| +4% | +$320K |
|
|
6
iShares MSCI USA Momentum Factor ETF
MTUM
$25.6B
| $9.31M | 3.05% |
154,310
+32,915
| +27% | +$2M |
|
|
AMJ
7
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
| $8.96M | 2.94% |
192,614
-9,518
| -5% | -$439K |
|
8
State Street SPDR S&P 500 ETF Trust
SPY
$776B
| $8.45M | 2.77% |
45,205
+1,880
| +4% | +$345K |
|
9
Berkshire Hathaway Class B
BRK.B
$1.07T
| $8.2M | 2.69% |
65,620
+872
| +1% | +$102K |
|
10
Apple
AAPL
$4.9T
| $7.33M | 2.4% |
382,312
+22,064
| +6% | +$420K |
|
11
GE Aerospace
GE
$369B
| $6.99M | 2.29% |
56,310
+2,549
| +5% | +$315K |
|
|
SE
12
DELISTED
Spectra Energy Corp Wi
SE
| $6.3M | 2.07% |
170,578
+3,874
| +2% | +$141K |
|
|
13
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.83B
| $6.19M | 2.03% |
140,974
+46,766
| +50% | +$2.03M |
|
14
JPMorgan Chase
JPM
$915B
| $5.89M | 1.93% |
97,064
+4,204
| +5% | +$243K |
|
15
DuPont de Nemours
DD
$18.3B
| $5.78M | 1.9% |
46,957
-8,758
| -16% | -$1.03M |
|
|
HTS
16
DELISTED
HATTERAS FINANCIAL CORP
HTS
| $5.65M | 1.85% |
299,550
+1,034
| +0.3% | +$19.3K |
|
|
17
Vanguard Dividend Appreciation ETF
VIG
$111B
| $4.66M | 1.53% |
61,878
+50,878
| +463% | +$3.76M |
|
18
iShares Global 100 ETF
IOO
$8.62B
| $3.65M | 1.2% |
93,856
+29,560
| +46% | +$1.12M |
|
19
Pfizer
PFE
$144B
| $3.58M | 1.18% |
117,574
+6,049
| +5% | +$180K |
|
|
PSTB
20
DELISTED
Park Sterling Corp.
PSTB
| $3.51M | 1.15% |
527,768
-186,384
| -26% | -$1.26M |
|
21
Duke Energy
DUK
$99.1B
| $3.3M | 1.08% |
46,275
+107
| +0.2% | +$7.46K |
|
22
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.28B
| $3.09M | 1.01% |
72,520
+42,290
| +140% | +$1.75M |
|
23
Coca-Cola
KO
$358B
| $3.05M | 1% |
79,006
+23,212
| +42% | +$897K |
|
24
Truist Financial
TFC
$66.5B
| $2.87M | 0.94% |
71,454
+279
| +0.4% | +$10.7K |
|
25
Applied Materials
AMAT
$423B
| $2.58M | 0.85% |
126,317
+6,330
| +5% | +$116K |
|
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Carroll Financial Associates's Q1 2014 Portfolio in Review
As of Q1 2014, Carroll Financial Associates held 1,104 positions worth $305M, up 8.3% from $281M the previous quarter. Its ten largest holdings account for 40% of the portfolio.
Carroll Financial Associates withdrew a net $13.5M in Q1 2014, closing 181 positions and reducing 76 holdings. Its most notable exit was Bank of America Depository Shares Series E, an estimated $2.62M position sold in full.
By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 13% a quarter earlier, followed by Technology and Energy.
Against the trend, Carroll Financial Associates opened a new position in Vanguard FTSE All-World ex-US ETF worth $1.28M.
- Carroll Financial Associates's largest Q1 2014 buy was Vanguard FTSE All-World ex-US ETF: 25,507 shares worth $1.28M.
- Carroll Financial Associates added most to Vanguard Dividend Appreciation ETF in Q1 2014, an estimated $3.76M increase.
- Carroll Financial Associates's biggest Q1 2014 reduction was KINDER MORGAN MANAGEMENT LLC, cutting an estimated $31.7M.
- Carroll Financial Associates fully exited Bank of America Depository Shares Series E in Q1 2014, selling an estimated $2.62M.
- Carroll Financial Associates's ten largest holdings make up 40% of its $305M portfolio in Q1 2014.
- Carroll Financial Associates opened 165 new positions and closed 181 in Q1 2014.
- Carroll Financial Associates's portfolio value rose 8.3% quarter-over-quarter to $305M.
Based on Carroll Financial Associates's 13F filing for Q1 2014, filed 2 May 2014.