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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$914M
AUM Growth
+$36.5M
Cap. Flow
+$2.45M
Cap. Flow %
0.27%
Top 10 Hldgs %
49%
Holding
1,358
New
82
Increased
241
Reduced
271
Closed
50

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
2
DD icon
DuPont de Nemours
DD
+$5.6M
3
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.9M
4
FCNCA icon
First Citizens BancShares
FCNCA
+$2.93M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.59M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$7.84M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.29M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$4.21M
4
GE icon
GE Aerospace
GE
+$3.42M
5
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$2.17M

Sector Composition

Rank Sector Weight
1 Financials 8.18%
2 Technology 5.27%
3 Energy 3.62%
4 Healthcare 3.57%
5 Consumer Staples 2.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRF icon
1
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
$131M 14.34%
5,772,560
+100,260
+2% +$2.21M
USMV icon
2
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$98.4M 10.76%
1,863,931
+19,633
+1% +$1.02M
KLDW
3
DELISTED
Knowledge Leaders Developed World ETF
KLDW
$64.3M 7.03%
1,920,411
+345,694
+22% +$11.3M
DGRW icon
4
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.6B
$44.6M 4.88%
1,076,705
+64,922
+6% +$2.59M
DBEF icon
5
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.13B
$22.4M 2.45%
706,200
-186
-0% -$5.91K
MTUM icon
6
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
$19.4M 2.12%
188,260
-1,553
-0.8% -$156K
XOM icon
7
ExxonMobil
XOM
$651B
$17.9M 1.96%
214,421
-5,346
-2% -$442K
MSFT icon
8
Microsoft
MSFT
$2.84T
$17.8M 1.94%
207,720
-14,978
-7% -$1.23M
AAPL icon
9
Apple
AAPL
$4.89T
$17.6M 1.93%
416,104
-36,040
-8% -$1.51M
VIG icon
10
Vanguard Dividend Appreciation ETF
VIG
$111B
$14.5M 1.59%
142,260
+4,672
+3% +$460K
SPY icon
11
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$14.5M 1.58%
54,300
+221
+0.4% +$57.5K
BRK.B icon
12
Berkshire Hathaway Class B
BRK.B
$1.07T
$12.8M 1.4%
64,581
-4,102
-6% -$779K
SCIU
13
DELISTED
Global X Scientific Beta US ETF
SCIU
$12.5M 1.37%
403,714
-43,133
-10% -$1.31M
DUK icon
14
Duke Energy
DUK
$102B
$12.4M 1.36%
147,965
+1,676
+1% +$146K
JPIN icon
15
JPMorgan Diversified Return International Equity ETF
JPIN
$361M
$11.2M 1.23%
186,691
+9,399
+5% +$558K
MNA icon
16
IQ ARB Merger Arbitrage ETF
MNA
$249M
$10.7M 1.18%
346,127
+27,070
+8% +$835K
PXF icon
17
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.83B
$10.7M 1.17%
235,044
+3,102
+1% +$139K
JNJ icon
18
Johnson & Johnson
JNJ
$635B
$10.2M 1.12%
73,128
-9,050
-11% -$1.26M
GSLC icon
19
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.2B
$9.95M 1.09%
186,404
-41,803
-18% -$2.17M
EEMV icon
20
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.45B
$9.12M 1%
150,100
-751
-0.5% -$44.7K
IVV icon
21
iShares Core S&P 500 ETF
IVV
$876B
$8.89M 0.97%
33,081
+808
+3% +$212K
TFC icon
22
Truist Financial
TFC
$63.2B
$8.44M 0.92%
169,821
+3,905
+2% +$189K
FNDX icon
23
Schwab Fundamental US Large Company Index ETF
FNDX
$26.4B
$8.32M 0.91%
666,177
+22,851
+4% +$276K
PFE icon
24
Pfizer
PFE
$140B
$8.3M 0.91%
241,582
-6,255
-3% -$213K
JPM icon
25
JPMorgan Chase
JPM
$939B
$7.95M 0.87%
74,357
-9,342
-11% -$946K
1
2 3 4 5

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NFG
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6M
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RFA
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CCT
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Carroll Financial Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Carroll Financial Associates held 1,358 positions worth $914M, up 4.2% from $878M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q4 2017 filing shows 82 new, 241 increased, 271 reduced and 50 closed positions. Its largest new stake was DuPont de Nemours: 31,101 shares worth $5.61M. The largest sale was Park Sterling Corp., an estimated $7.84M.

By sector, the portfolio is most concentrated in Financials at 8.2% of assets, down from 8.7% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2017 buy was DuPont de Nemours: 31,101 shares worth $5.61M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q4 2017, an estimated $11.3M increase.
  • Carroll Financial Associates's biggest Q4 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.29M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2017, selling an estimated $7.84M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $914M portfolio in Q4 2017.
  • Carroll Financial Associates opened 82 new positions and closed 50 in Q4 2017.
  • Carroll Financial Associates's portfolio value rose 4.2% quarter-over-quarter to $914M.

Based on Carroll Financial Associates's 13F filing for Q4 2017, filed 18 Jan 2018.