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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
+19.87%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.2B
AUM Growth
+$180M
(+18%)
Cap. Flow
-$4.09M
Cap. Flow
% of AUM
-0.34%
Top 10 Holdings %
Top 10 Hldgs %
48.08%
Holding
1,797
New
140
Increased
384
Reduced
372
Closed
94
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Innovator Growth-100 Power Buffer ETF January
NJAN
|
+$5.85M |
| 2 |
Global X Adaptive US Factor ETF
AUSF
|
+$5.83M |
| 3 |
Innovator US Equity Power Buffer ETF July
PJUL
|
+$5.06M |
| 4 |
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
|
+$2.83M |
| 5 |
Vanguard Dividend Appreciation ETF
VIG
|
+$2.09M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco FTSE RAFI US 1000 ETF
PRF
|
+$7.55M |
| 2 |
Innovator US Equity Power Buffer ETF April
PAPR
|
+$6.53M |
| 3 |
Vanguard Short-Term Corporate Bond ETF
VCSH
|
+$5.27M |
| 4 |
Invesco FTSE RAFI Emerging Markets ETF
PXH
|
+$4.6M |
| 5 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$4.24M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.73% |
| 2 | Financials | 5.31% |
| 3 | Healthcare | 3.06% |
| 4 | Consumer Discretionary | 2.27% |
| 5 | Consumer Staples | 2.17% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
Global X Adaptive US Factor ETF
AUSF
$888M
| $127M | 10.61% |
5,979,543
+289,847
| +5% | +$5.83M |
|
2
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
| $121M | 10.12% |
2,001,345
-10,401
| -0.5% | -$617K |
|
|
KLDW
3
DELISTED
Knowledge Leaders Developed World ETF
KLDW
| $82.9M | 6.92% |
2,394,599
+60,493
| +3% | +$1.97M |
|
|
4
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
| $59.7M | 4.98% |
2,756,940
-362,135
| -12% | -$7.55M |
|
5
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
| $37.9M | 3.16% |
289,096
+3,069
| +1% | +$371K |
|
6
Apple
AAPL
$4.89T
| $37.8M | 3.16% |
414,692
-100
| -0% | -$7.75K |
|
7
Microsoft
MSFT
$2.84T
| $34.2M | 2.86% |
168,254
-541
| -0.3% | -$98.2K |
|
|
8
Vanguard Dividend Appreciation ETF
VIG
$111B
| $26.7M | 2.23% |
228,173
+18,401
| +9% | +$2.09M |
|
9
ARK Genomic Revolution ETF
ARKG
$1.51B
| $24.6M | 2.05% |
471,996
+320
| +0.1% | +$13.7K |
|
10
ARK Innovation ETF
ARKK
$5.89B
| $24M | 2% |
336,126
-2,364
| -0.7% | -$138K |
|
11
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $21.1M | 1.76% |
68,339
+3,013
| +5% | +$882K |
|
12
iShares Core S&P 500 ETF
IVV
$876B
| $20.3M | 1.7% |
65,708
+4,093
| +7% | +$1.2M |
|
13
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
$4.69B
| $18.1M | 1.51% |
610,000
+14,892
| +3% | +$441K |
|
14
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.6B
| $18.1M | 1.51% |
398,790
-7,843
| -2% | -$340K |
|
15
iShares Russell 1000 Growth ETF
IWF
$122B
| $16.6M | 1.39% |
346,172
+12,400
| +4% | +$546K |
|
16
Berkshire Hathaway Class B
BRK.B
$1.07T
| $16M | 1.34% |
89,875
-190
| -0.2% | -$34.7K |
|
17
Duke Energy
DUK
$102B
| $12.2M | 1.02% |
153,307
-292
| -0.2% | -$24.7K |
|
18
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.52B
| $9.47M | 0.79% |
253,125
+18,919
| +8% | +$697K |
|
|
19
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
| $8.48M | 0.71% |
102,567
-64,803
| -39% | -$5.27M |
|
20
Johnson & Johnson
JNJ
$635B
| $8.42M | 0.7% |
59,898
-102
| -0.2% | -$14.9K |
|
21
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
| $8.07M | 0.67% |
79,325
+48
| +0.1% | +$4.63K |
|
22
Truist Financial
TFC
$63.2B
| $7.83M | 0.65% |
208,388
-2,986
| -1% | -$108K |
|
23
iShares Core S&P Mid-Cap ETF
IJH
$123B
| $7.68M | 0.64% |
215,860
-5,705
| -3% | -$189K |
|
24
ExxonMobil
XOM
$651B
| $7.11M | 0.59% |
158,958
-995
| -0.6% | -$44.6K |
|
25
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.75B
| $7.02M | 0.59% |
314,235
-19,610
| -6% | -$402K |
|
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Carroll Financial Associates's Q2 2020 Portfolio in Review
As of Q2 2020, Carroll Financial Associates held 1,797 positions worth $1.2B, up 18% from $1.02B the previous quarter. Its ten largest holdings account for 48% of the portfolio.
Carroll Financial Associates's Q2 2020 filing shows 140 new, 384 increased, 372 reduced and 94 closed positions. Its largest new stake was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M. The largest sale was Invesco FTSE RAFI US 1000 ETF, an estimated $7.55M.
By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.
- Carroll Financial Associates's largest Q2 2020 buy was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M.
- Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q2 2020, an estimated $5.83M increase.
- Carroll Financial Associates's biggest Q2 2020 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $7.55M.
- Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF April in Q2 2020, selling an estimated $6.53M.
- Carroll Financial Associates's ten largest holdings make up 48% of its $1.2B portfolio in Q2 2020.
- Carroll Financial Associates opened 140 new positions and closed 94 in Q2 2020.
- Carroll Financial Associates's portfolio value rose 18% quarter-over-quarter to $1.2B.
Based on Carroll Financial Associates's 13F filing for Q2 2020, filed 9 Jul 2020.