We are live on
!
Find out more
CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
+12.04%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.07B
AUM Growth
+$168M
(+19%)
Cap. Flow
+$79.5M
Cap. Flow
% of AUM
7.45%
Top 10 Holdings %
Top 10 Hldgs %
50.27%
Holding
1,608
New
222
Increased
401
Reduced
271
Closed
81
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Global X Adaptive US Factor ETF
AUSF
|
+$28.6M |
| 2 |
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
|
+$22.2M |
| 3 |
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
|
+$21.7M |
| 4 |
ARK Genomic Revolution ETF
ARKG
|
+$6.38M |
| 5 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$3.54M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$10.2M |
| 2 |
Invesco FTSE RAFI US 1000 ETF
PRF
|
+$5.82M |
| 3 |
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
|
+$5.76M |
| 4 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$4.52M |
| 5 |
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
|
+$3.9M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 6.19% |
| 2 | Technology | 5.5% |
| 3 | Healthcare | 3.32% |
| 4 | Energy | 2.82% |
| 5 | Consumer Staples | 2.23% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
Global X Adaptive US Factor ETF
AUSF
$888M
| $127M | 11.86% |
5,232,266
+1,204,082
| +30% | +$28.6M |
|
|
2
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
| $106M | 9.9% |
1,796,661
-182,591
| -9% | -$10.2M |
|
|
3
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
| $101M | 9.46% |
4,449,365
-263,860
| -6% | -$5.82M |
|
|
KLDW
4
DELISTED
Knowledge Leaders Developed World ETF
KLDW
| $72M | 6.75% |
2,200,979
+82,873
| +4% | +$2.62M |
|
5
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
| $25.5M | 2.39% |
227,676
+8,215
| +4% | +$883K |
|
|
6
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.2B
| $22.7M | 2.12% |
+680,160
| New | +$22.2M |
|
7
Microsoft
MSFT
$2.84T
| $22.6M | 2.12% |
191,985
-384
| -0.2% | -$41.9K |
|
|
8
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.82B
| $22.5M | 2.11% |
428,272
+427,888
| +111,429% | +$21.7M |
|
9
Apple
AAPL
$4.89T
| $19.8M | 1.86% |
417,424
-7,544
| -2% | -$320K |
|
10
Vanguard Dividend Appreciation ETF
VIG
$111B
| $18.1M | 1.69% |
164,876
+6,157
| +4% | +$649K |
|
11
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $17.1M | 1.6% |
60,598
+3,115
| +5% | +$846K |
|
|
12
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.6B
| $15.4M | 1.44% |
357,888
-139,656
| -28% | -$5.76M |
|
13
ExxonMobil
XOM
$651B
| $14.8M | 1.39% |
182,914
+9,610
| +6% | +$733K |
|
14
Berkshire Hathaway Class B
BRK.B
$1.07T
| $14M | 1.32% |
69,916
+698
| +1% | +$141K |
|
15
iShares Core S&P 500 ETF
IVV
$876B
| $12.5M | 1.18% |
44,063
+3,951
| +10% | +$1.08M |
|
16
Duke Energy
DUK
$102B
| $12.5M | 1.17% |
138,559
+5,149
| +4% | +$454K |
|
17
JPMorgan Diversified Return International Equity ETF
JPIN
$361M
| $12.3M | 1.15% |
222,045
-20,783
| -9% | -$1.13M |
|
|
18
ARK Genomic Revolution ETF
ARKG
$1.51B
| $11.5M | 1.08% |
349,658
+215,979
| +162% | +$6.38M |
|
19
ARK Innovation ETF
ARKK
$5.89B
| $11.1M | 1.04% |
236,530
+34,741
| +17% | +$1.53M |
|
|
USFR
20
DELISTED
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
| $8.74M | 0.82% |
348,598
-42,177
| -11% | -$1.06M |
|
21
Pfizer
PFE
$140B
| $8.5M | 0.8% |
210,905
+7,563
| +4% | +$303K |
|
22
Johnson & Johnson
JNJ
$635B
| $8.46M | 0.79% |
60,553
+601
| +1% | +$80.5K |
|
23
Truist Financial
TFC
$63.2B
| $8.35M | 0.78% |
179,358
-3,327
| -2% | -$162K |
|
24
Schwab Fundamental US Large Company Index ETF
FNDX
$26.4B
| $8.29M | 0.78% |
655,296
-48,366
| -7% | -$594K |
|
25
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.45B
| $7.94M | 0.74% |
133,933
-13,844
| -9% | -$809K |
|
Similar funds
TU
NFG
6M
RFA
CCT
C
CC
RM
Carroll Financial Associates's Q1 2019 Portfolio in Review
As of Q1 2019, Carroll Financial Associates held 1,608 positions worth $1.07B, up 19% from $899M the previous quarter. Its ten largest holdings account for 50% of the portfolio.
Carroll Financial Associates deployed $79.5M of net new capital in Q1 2019, opening 222 new positions and adding to 401 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.
By sector, the portfolio is most concentrated in Financials at 6.2% of assets, down from 7.4% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $10.2M trimmed.
- Carroll Financial Associates's largest Q1 2019 buy was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.
- Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q1 2019, an estimated $28.6M increase.
- Carroll Financial Associates's biggest Q1 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $10.2M.
- Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q1 2019, selling an estimated $1.99M.
- Carroll Financial Associates's ten largest holdings make up 50% of its $1.07B portfolio in Q1 2019.
- Carroll Financial Associates opened 222 new positions and closed 81 in Q1 2019.
- Carroll Financial Associates's portfolio value rose 19% quarter-over-quarter to $1.07B.
Based on Carroll Financial Associates's 13F filing for Q1 2019, filed 17 Apr 2019.