We are live on
!
Find out more
CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
+6.77%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.26B
AUM Growth
+$114M
(+9.9%)
Cap. Flow
+$39.5M
Cap. Flow
% of AUM
3.14%
Top 10 Holdings %
Top 10 Hldgs %
49.48%
Holding
1,801
New
113
Increased
378
Reduced
335
Closed
105
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Global X Adaptive US Factor ETF
AUSF
|
+$21.1M |
| 2 |
Vanguard Short-Term Corporate Bond ETF
VCSH
|
+$17.9M |
| 3 |
WisdomTree US MidCap Fund
EZM
|
+$5.8M |
| 4 |
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
|
+$5.05M |
| 5 |
PGIM Ultra Short Bond ETF
PULS
|
+$3.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 3-7 Year Treasury Bond ETF
IEI
|
+$11.3M |
| 2 |
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
|
+$6.74M |
| 3 |
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
|
+$3.09M |
| 4 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$2.9M |
| 5 |
Invesco S&P SmallCap 600 Revenue ETF
RWJ
|
+$2.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 6.77% |
| 2 | Technology | 6.26% |
| 3 | Healthcare | 2.89% |
| 4 | Consumer Staples | 2.13% |
| 5 | Energy | 2.03% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
Global X Adaptive US Factor ETF
AUSF
$888M
| $188M | 14.92% |
7,165,517
+828,055
| +13% | +$21.1M |
|
|
2
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
| $114M | 9.08% |
1,741,551
-45,083
| -3% | -$2.9M |
|
3
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
| $86.6M | 6.88% |
3,415,505
-42,900
| -1% | -$1.04M |
|
|
KLDW
4
DELISTED
Knowledge Leaders Developed World ETF
KLDW
| $81.8M | 6.5% |
2,244,592
+93,432
| +4% | +$3.3M |
|
5
Apple
AAPL
$4.89T
| $30.2M | 2.4% |
411,384
-8,448
| -2% | -$543K |
|
6
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
| $29.1M | 2.31% |
231,579
+8,668
| +4% | +$1.05M |
|
7
Microsoft
MSFT
$2.84T
| $27.2M | 2.17% |
172,779
-11,225
| -6% | -$1.65M |
|
8
Vanguard Dividend Appreciation ETF
VIG
$111B
| $24.9M | 1.98% |
199,864
-856
| -0.4% | -$104K |
|
|
9
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
| $20.8M | 1.66% |
257,178
+220,844
| +608% | +$17.9M |
|
10
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $20M | 1.59% |
62,099
+1,084
| +2% | +$334K |
|
11
Berkshire Hathaway Class B
BRK.B
$1.07T
| $19.7M | 1.57% |
87,118
+323
| +0.4% | +$70.1K |
|
12
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.6B
| $17.2M | 1.36% |
354,058
-546
| -0.2% | -$25.5K |
|
13
iShares Core S&P 500 ETF
IVV
$876B
| $16.3M | 1.29% |
50,396
+2,619
| +5% | +$811K |
|
14
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
$4.69B
| $15.4M | 1.22% |
459,805
+64,955
| +16% | +$2.08M |
|
15
ARK Genomic Revolution ETF
ARKG
$1.51B
| $15M | 1.19% |
447,527
+95,886
| +27% | +$3.05M |
|
16
Duke Energy
DUK
$102B
| $13.2M | 1.05% |
144,676
+4,926
| +4% | +$452K |
|
|
17
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
$271M
| $12.2M | 0.97% |
260,385
+110,442
| +74% | +$5.05M |
|
18
ExxonMobil
XOM
$651B
| $11.8M | 0.94% |
169,592
-8,161
| -5% | -$564K |
|
19
ARK Innovation ETF
ARKK
$5.89B
| $11.7M | 0.93% |
232,989
+6,532
| +3% | +$304K |
|
20
Truist Financial
TFC
$63.2B
| $10M | 0.8% |
177,683
+13,967
| +9% | +$756K |
|
21
JPMorgan Chase
JPM
$939B
| $9.63M | 0.77% |
69,098
+973
| +1% | +$125K |
|
22
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
| $9.37M | 0.74% |
80,950
+1,131
| +1% | +$126K |
|
23
iShares Core S&P Mid-Cap ETF
IJH
$123B
| $9.3M | 0.74% |
225,960
-5,515
| -2% | -$219K |
|
24
Johnson & Johnson
JNJ
$635B
| $8.89M | 0.71% |
60,924
-114
| -0.2% | -$15.5K |
|
25
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.9B
| $8.39M | 0.67% |
376,255
+61,012
| +19% | +$1.29M |
|
Similar funds
TU
NFG
6M
RFA
CCT
C
CC
RM
Carroll Financial Associates's Q4 2019 Portfolio in Review
As of Q4 2019, Carroll Financial Associates held 1,801 positions worth $1.26B, up 9.9% from $1.14B the previous quarter. Its ten largest holdings account for 49% of the portfolio.
Carroll Financial Associates deployed $39.5M of net new capital in Q4 2019, opening 113 new positions and adding to 378 existing holdings. Its largest new stake was State Street SPDR S&P 400 Mid Cap Value ETF: 46,097 shares worth $2.52M.
By sector, the portfolio is most concentrated in Financials at 6.8% of assets, down from 6.9% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was iShares 3-7 Year Treasury Bond ETF, an estimated $11.3M trimmed.
- Carroll Financial Associates's largest Q4 2019 buy was State Street SPDR S&P 400 Mid Cap Value ETF: 46,097 shares worth $2.52M.
- Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q4 2019, an estimated $21.1M increase.
- Carroll Financial Associates's biggest Q4 2019 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $11.3M.
- Carroll Financial Associates fully exited State Street DoubleLine Total Return Tactical ETF in Q4 2019, selling an estimated $1.17M.
- Carroll Financial Associates's ten largest holdings make up 49% of its $1.26B portfolio in Q4 2019.
- Carroll Financial Associates opened 113 new positions and closed 105 in Q4 2019.
- Carroll Financial Associates's portfolio value rose 9.9% quarter-over-quarter to $1.26B.
Based on Carroll Financial Associates's 13F filing for Q4 2019, filed 8 Jan 2020.