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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
+8.31%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$281M
AUM Growth
+$16.1M
(+6.1%)
Cap. Flow
-$4.46M
Cap. Flow
% of AUM
-1.58%
Top 10 Holdings %
Top 10 Hldgs %
40.21%
Holding
1,045
New
111
Increased
151
Reduced
177
Closed
110
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$4.38M |
| 2 |
iShares MSCI USA Momentum Factor ETF
MTUM
|
+$4.02M |
| 3 |
iShares Global 100 ETF
IOO
|
+$2.4M |
| 4 |
PSTB
Park Sterling Corp.
PSTB
|
+$1.86M |
| 5 |
Hormel Foods
HRL
|
+$1.41M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
HTS
HATTERAS FINANCIAL CORP
HTS
|
+$3.61M |
| 2 |
Vanguard Dividend Appreciation ETF
VIG
|
+$3.09M |
| 3 |
Invesco FTSE RAFI US 1000 ETF
PRF
|
+$2.19M |
| 4 |
Peoples Bancorp of North Carolina
PEBK
|
+$1.26M |
| 5 |
Western Union
WU
|
+$1.21M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 13.16% |
| 2 | Energy | 10.34% |
| 3 | Technology | 9.46% |
| 4 | Healthcare | 6.55% |
| 5 | Industrials | 5.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
| $24.9M | 8.84% |
700,364
+126,396
| +22% | +$4.38M |
|
2
ExxonMobil
XOM
$651B
| $17.1M | 6.09% |
169,267
+14,313
| +9% | +$1.32M |
|
|
3
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
| $12.9M | 4.59% |
779,430
-137,695
| -15% | -$2.19M |
|
4
Johnson & Johnson
JNJ
$635B
| $9.79M | 3.48% |
106,853
-13,036
| -11% | -$1.2M |
|
|
AMJ
5
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
| $9.37M | 3.33% |
202,132
-6,401
| -3% | -$289K |
|
6
Microsoft
MSFT
$2.84T
| $8.88M | 3.16% |
237,361
-21,558
| -8% | -$783K |
|
7
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $8M | 2.84% |
43,325
+3,384
| +8% | +$599K |
|
8
Berkshire Hathaway Class B
BRK.B
$1.07T
| $7.68M | 2.73% |
64,748
-4,869
| -7% | -$563K |
|
|
9
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
| $7.29M | 2.59% |
121,395
+70,385
| +138% | +$4.02M |
|
10
GE Aerospace
GE
$367B
| $7.22M | 2.57% |
53,761
-4,158
| -7% | -$524K |
|
11
Apple
AAPL
$4.89T
| $7.22M | 2.57% |
360,248
-36,624
| -9% | -$692K |
|
12
DuPont de Nemours
DD
$18.6B
| $6.26M | 2.23% |
55,715
+3,474
| +7% | +$356K |
|
|
SE
13
DELISTED
Spectra Energy Corp Wi
SE
| $5.94M | 2.11% |
166,704
+5,326
| +3% | +$183K |
|
14
JPMorgan Chase
JPM
$939B
| $5.43M | 1.93% |
92,860
-13,155
| -12% | -$721K |
|
|
PSTB
15
DELISTED
Park Sterling Corp.
PSTB
| $5.1M | 1.81% |
714,152
+282,512
| +65% | +$1.86M |
|
|
HTS
16
DELISTED
HATTERAS FINANCIAL CORP
HTS
| $4.88M | 1.73% |
298,516
-206,563
| -41% | -$3.61M |
|
17
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.83B
| $4.14M | 1.47% |
94,208
+16,345
| +21% | +$699K |
|
18
Pfizer
PFE
$140B
| $3.24M | 1.15% |
111,525
-11,437
| -9% | -$333K |
|
19
Duke Energy
DUK
$102B
| $3.19M | 1.13% |
46,168
-2,108
| -4% | -$148K |
|
20
Lowe's Companies
LOW
$116B
| $2.85M | 1.01% |
57,577
+4,021
| +8% | +$195K |
|
21
Truist Financial
TFC
$63.2B
| $2.66M | 0.94% |
71,175
-2,851
| -4% | -$98.5K |
|
22
Bank of America Depository Shares Series E
BAC.PRE
$1.52B
| $2.62M | 0.93% |
130,357
+17,750
| +16% | +$357K |
|
|
23
iShares Global 100 ETF
IOO
$8.56B
| $2.48M | 0.88% |
64,296
+63,890
| +15,736% | +$2.4M |
|
24
Coca-Cola
KO
$354B
| $2.3M | 0.82% |
55,794
+30,935
| +124% | +$1.22M |
|
25
Automatic Data Processing
ADP
$100B
| $2.28M | 0.81% |
32,112
-2,625
| -8% | -$177K |
|
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Carroll Financial Associates's Q4 2013 Portfolio in Review
As of Q4 2013, Carroll Financial Associates held 1,045 positions worth $281M, up 6.1% from $265M the previous quarter. Its ten largest holdings account for 40% of the portfolio.
Carroll Financial Associates's Q4 2013 filing shows 111 new, 151 increased, 177 reduced and 110 closed positions. Its largest new stake was Hormel Foods: 64,506 shares worth $1.46M. The largest sale was HATTERAS FINANCIAL CORP, an estimated $3.61M.
By sector, the portfolio is most concentrated in Financials at 13% of assets, down from 14% a quarter earlier, followed by Energy and Technology.
- Carroll Financial Associates's largest Q4 2013 buy was Hormel Foods: 64,506 shares worth $1.46M.
- Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q4 2013, an estimated $4.38M increase.
- Carroll Financial Associates's biggest Q4 2013 reduction was HATTERAS FINANCIAL CORP, cutting an estimated $3.61M.
- Carroll Financial Associates fully exited Selective Insurance in Q4 2013, selling an estimated $226K.
- Carroll Financial Associates's ten largest holdings make up 40% of its $281M portfolio in Q4 2013.
- Carroll Financial Associates opened 111 new positions and closed 110 in Q4 2013.
- Carroll Financial Associates's portfolio value rose 6.1% quarter-over-quarter to $281M.
Based on Carroll Financial Associates's 13F filing for Q4 2013, filed 6 Feb 2014.