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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
+3.54%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.12%
10 Year Est. Return
–
AUM
$157M
AUM Growth
-$168M
(-52%)
Cap. Flow
-$164M
Cap. Flow
% of AUM
-104.61%
Top 10 Holdings %
Top 10 Hldgs %
42.09%
Holding
1,019
New
91
Increased
74
Reduced
321
Closed
254
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Short-Term Corporate Bond ETF
VCSH
|
+$1.6M |
| 2 |
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
|
+$1.41M |
| 3 |
iShares Global 100 ETF
IOO
|
+$439K |
| 4 |
Stellantis
STLA
|
+$431K |
| 5 |
State Street Energy Select Sector SPDR ETF
XLE
|
+$345K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$17.6M |
| 2 |
ExxonMobil
XOM
|
+$10.1M |
| 3 |
Invesco S&P 500 Downside Hedged ETF
PHDG
|
+$7.12M |
| 4 |
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
|
+$6.99M |
| 5 |
Microsoft
MSFT
|
+$6.81M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 45.59% |
| 2 | Technology | 9.38% |
| 3 | Financials | 8.52% |
| 4 | Energy | 7.77% |
| 5 | Healthcare | 6.41% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
iShares MSCI USA Min Vol Factor ETF
USMV
$24.1B
| $16.6M | 10.61% |
405,775
-445,875
| -52% | -$17.6M |
|
2
Invesco FTSE RAFI US 1000 ETF
PRF
$10.1B
| $14.7M | 9.36% |
810,885
-33,735
| -4% | -$603K |
|
3
Vanguard Dividend Appreciation ETF
VIG
$113B
| $5.77M | 3.68% |
71,735
+1,230
| +2% | +$97.3K |
|
4
iShares MSCI USA Momentum Factor ETF
MTUM
$24.6B
| $5.4M | 3.45% |
78,748
-102,117
| -56% | -$6.78M |
|
5
Apple
AAPL
$4.67T
| $4.96M | 3.17% |
166,096
-210,136
| -56% | -$5.72M |
|
|
6
ExxonMobil
XOM
$656B
| $4.57M | 2.92% |
50,008
-107,988
| -68% | -$10.1M |
|
7
Berkshire Hathaway Class B
BRK.B
$1.08T
| $3.82M | 2.44% |
25,893
-36,205
| -58% | -$5.23M |
|
8
Johnson & Johnson
JNJ
$663B
| $3.45M | 2.2% |
34,077
-51,296
| -60% | -$5.41M |
|
|
9
Microsoft
MSFT
$3.71T
| $3.45M | 2.2% |
82,477
-145,125
| -64% | -$6.81M |
|
10
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$3.07B
| $3.23M | 2.06% |
80,155
-84,441
| -51% | -$3.44M |
|
11
GE Aerospace
GE
$350B
| $2.72M | 1.73% |
23,461
-34,003
| -59% | -$4.18M |
|
12
iShares Core S&P 500 ETF
IVV
$875B
| $2.52M | 1.61% |
12,276
+99
| +0.8% | +$20K |
|
13
Coca-Cola
KO
$379B
| $2.18M | 1.39% |
52,365
-38,361
| -42% | -$1.64M |
|
14
JPMorgan Chase
JPM
$953B
| $2.06M | 1.31% |
36,448
-54,690
| -60% | -$3.29M |
|
15
DuPont de Nemours
DD
$17.8B
| $1.96M | 1.25% |
16,771
-38,759
| -70% | -$4.72M |
|
|
SE
16
DELISTED
Spectra Energy Corp Wi
SE
| $1.79M | 1.14% |
51,516
-110,302
| -68% | -$4.15M |
|
|
AMJ
17
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
| $1.71M | 1.09% |
37,668
-142,876
| -79% | -$6.99M |
|
|
18
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
| $1.62M | 1.04% |
20,248
+20,048
| +10,024% | +$1.6M |
|
|
19
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$790M
| $1.54M | 0.98% |
56,040
+53,165
| +1,849% | +$1.41M |
|
20
Chevron
CVX
$409B
| $1.51M | 0.97% |
13,976
-3,465
| -20% | -$394K |
|
21
Duke Energy
DUK
$93.7B
| $1.46M | 0.93% |
16,950
-14,240
| -46% | -$1.15M |
|
22
Procter & Gamble
PG
$340B
| $1.46M | 0.93% |
16,983
-3,908
| -19% | -$344K |
|
23
Lowe's Companies
LOW
$115B
| $1.44M | 0.92% |
20,368
-34,784
| -63% | -$2.08M |
|
|
BBRC
24
DELISTED
Columbia Beyond BRICs ETF
BBRC
| $1.26M | 0.81% |
63,958
-69,717
| -52% | -$1.48M |
|
25
Pfizer
PFE
$162B
| $1.23M | 0.78% |
40,415
-67,398
| -63% | -$1.93M |
|
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Carroll Financial Associates's Q4 2014 Portfolio in Review
As of Q4 2014, Carroll Financial Associates held 1,019 positions worth $157M, down 52% from $324M the previous quarter. Its ten largest holdings account for 42% of the portfolio.
Carroll Financial Associates withdrew a net $164M in Q4 2014, closing 254 positions and reducing 321 holdings. Its most notable exit was Park Sterling Corp., an estimated $5.22M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 46% of assets, up from 39% a quarter earlier, followed by Technology and Financials.
Against the trend, Carroll Financial Associates opened a new position in Stellantis worth $535K.
- Carroll Financial Associates's largest Q4 2014 buy was Stellantis: 58,143 shares worth $535K.
- Carroll Financial Associates added most to Vanguard Short-Term Corporate Bond ETF in Q4 2014, an estimated $1.6M increase.
- Carroll Financial Associates's biggest Q4 2014 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $17.6M.
- Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2014, selling an estimated $5.22M.
- Carroll Financial Associates's ten largest holdings make up 42% of its $157M portfolio in Q4 2014.
- Carroll Financial Associates opened 91 new positions and closed 254 in Q4 2014.
- Carroll Financial Associates's portfolio value fell 52% quarter-over-quarter to $157M.
Based on Carroll Financial Associates's 13F filing for Q4 2014, filed 9 Feb 2015.