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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
+3.57%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$878M
AUM Growth
+$50.8M
(+6.1%)
Cap. Flow
+$12.8M
Cap. Flow
% of AUM
1.46%
Top 10 Holdings %
Top 10 Hldgs %
47.08%
Holding
1,346
New
83
Increased
259
Reduced
310
Closed
70
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
|
+$13.1M |
| 2 |
KLDW
Knowledge Leaders Developed World ETF
KLDW
|
+$11.3M |
| 3 |
IQ ARB Merger Arbitrage ETF
MNA
|
+$6.91M |
| 4 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$5.07M |
| 5 |
RTX Corp
RTX
|
+$4.07M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI USA Momentum Factor ETF
MTUM
|
+$14.9M |
| 2 |
DuPont de Nemours
DD
|
+$7.88M |
| 3 |
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
|
+$3.8M |
| 4 |
DD
Du Pont De Nemours E I
DD
|
+$1.5M |
| 5 |
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
|
+$1.33M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 8.75% |
| 2 | Technology | 5.53% |
| 3 | Healthcare | 3.99% |
| 4 | Energy | 3.84% |
| 5 | Industrials | 3.2% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
| $123M | 14.02% |
5,672,300
+185,380
| +3% | +$3.88M |
|
|
2
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
| $93.8M | 10.69% |
1,844,298
+101,740
| +6% | +$5.07M |
|
|
KLDW
3
DELISTED
Knowledge Leaders Developed World ETF
KLDW
| $50.5M | 5.76% |
1,574,717
+361,749
| +30% | +$11.3M |
|
|
4
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.6B
| $39.1M | 4.45% |
1,011,783
+352,166
| +53% | +$13.1M |
|
5
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.13B
| $22.1M | 2.52% |
706,386
-5,928
| -0.8% | -$180K |
|
|
6
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
| $18.4M | 2.1% |
189,813
-160,607
| -46% | -$14.9M |
|
7
ExxonMobil
XOM
$651B
| $18M | 2.05% |
219,767
-3,867
| -2% | -$307K |
|
8
Apple
AAPL
$4.89T
| $17.6M | 2% |
452,144
-5,680
| -1% | -$220K |
|
9
Microsoft
MSFT
$2.84T
| $16.9M | 1.93% |
222,698
-4,078
| -2% | -$298K |
|
10
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $13.8M | 1.57% |
54,079
-1,895
| -3% | -$467K |
|
|
SCIU
11
DELISTED
Global X Scientific Beta US ETF
SCIU
| $13.4M | 1.52% |
446,847
-31,552
| -7% | -$917K |
|
12
Vanguard Dividend Appreciation ETF
VIG
$111B
| $13.2M | 1.51% |
137,588
+3,219
| +2% | +$300K |
|
13
Berkshire Hathaway Class B
BRK.B
$1.07T
| $12.9M | 1.46% |
68,683
-885
| -1% | -$156K |
|
14
Duke Energy
DUK
$102B
| $12.3M | 1.4% |
146,289
+17,524
| +14% | +$1.5M |
|
15
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.2B
| $11.5M | 1.32% |
228,207
-18,130
| -7% | -$888K |
|
16
Johnson & Johnson
JNJ
$635B
| $10.9M | 1.25% |
82,178
-3,129
| -4% | -$415K |
|
17
JPMorgan Diversified Return International Equity ETF
JPIN
$361M
| $10.3M | 1.17% |
177,292
+19,043
| +12% | +$1.09M |
|
18
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.83B
| $10.2M | 1.16% |
231,942
+6,330
| +3% | +$272K |
|
|
19
IQ ARB Merger Arbitrage ETF
MNA
$249M
| $9.85M | 1.12% |
319,057
+225,270
| +240% | +$6.91M |
|
20
GE Aerospace
GE
$367B
| $9.21M | 1.05% |
78,288
-3,240
| -4% | -$392K |
|
21
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.45B
| $8.87M | 1.01% |
150,851
+817
| +0.5% | +$46.9K |
|
22
Pfizer
PFE
$140B
| $8.46M | 0.96% |
247,837
+15,636
| +7% | +$503K |
|
23
iShares Core S&P 500 ETF
IVV
$876B
| $8.27M | 0.94% |
32,273
+895
| +3% | +$222K |
|
24
JPMorgan Chase
JPM
$939B
| $8.13M | 0.93% |
83,699
-1,822
| -2% | -$168K |
|
25
Truist Financial
TFC
$63.2B
| $7.9M | 0.9% |
165,916
-1,189
| -0.7% | -$54.7K |
|
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Carroll Financial Associates's Q3 2017 Portfolio in Review
As of Q3 2017, Carroll Financial Associates held 1,346 positions worth $878M, up 6.1% from $827M the previous quarter. Its ten largest holdings account for 47% of the portfolio.
Carroll Financial Associates's Q3 2017 filing shows 83 new, 259 increased, 310 reduced and 70 closed positions. Its largest new stake was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $14.9M.
By sector, the portfolio is most concentrated in Financials at 8.7% of assets, down from 8.9% a quarter earlier, followed by Technology and Healthcare.
- Carroll Financial Associates's largest Q3 2017 buy was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M.
- Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q3 2017, an estimated $13.1M increase.
- Carroll Financial Associates's biggest Q3 2017 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $14.9M.
- Carroll Financial Associates fully exited DuPont de Nemours in Q3 2017, selling an estimated $7.88M.
- Carroll Financial Associates's ten largest holdings make up 47% of its $878M portfolio in Q3 2017.
- Carroll Financial Associates opened 83 new positions and closed 70 in Q3 2017.
- Carroll Financial Associates's portfolio value rose 6.1% quarter-over-quarter to $878M.
Based on Carroll Financial Associates's 13F filing for Q3 2017, filed 25 Oct 2017.