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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
+2.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$827M
AUM Growth
+$42.3M
(+5.4%)
Cap. Flow
+$25.7M
Cap. Flow
% of AUM
3.1%
Top 10 Holdings %
Top 10 Hldgs %
45.51%
Holding
1,313
New
57
Increased
248
Reduced
337
Closed
49
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
|
+$4.67M |
| 2 |
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
|
+$3.63M |
| 3 |
KLDW
Knowledge Leaders Developed World ETF
KLDW
|
+$3.12M |
| 4 |
Invesco FTSE RAFI US 1000 ETF
PRF
|
+$1.73M |
| 5 |
JPMorgan Diversified Return International Equity ETF
JPIN
|
+$1.51M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Global X MLP & Energy Infrastructure ETF
MLPX
|
+$4.71M |
| 2 |
State Street SPDR Dow Jones Global Real Estate ETF
RWO
|
+$1.05M |
| 3 |
BNCN
BNC Bancorp
BNCN
|
+$956K |
| 4 |
Live Oak Bancshares
LOB
|
+$845K |
| 5 |
LendingTree
TREE
|
+$677K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 8.93% |
| 2 | Technology | 5.5% |
| 3 | Healthcare | 4.12% |
| 4 | Energy | 3.96% |
| 5 | Consumer Staples | 3.15% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
Invesco FTSE RAFI US 1000 ETF
PRF
$9.76B
| $113M | 13.71% |
5,486,920
+84,295
| +2% | +$1.73M |
|
2
iShares MSCI USA Min Vol Factor ETF
USMV
$23.1B
| $85.3M | 10.31% |
1,742,558
+28,633
| +2% | +$1.39M |
|
|
KLDW
3
DELISTED
Knowledge Leaders Developed World ETF
KLDW
| $37M | 4.48% |
1,212,968
+104,470
| +9% | +$3.12M |
|
4
iShares MSCI USA Momentum Factor ETF
MTUM
$25.8B
| $31.1M | 3.77% |
350,420
+4,238
| +1% | +$367K |
|
|
5
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.6B
| $24.3M | 2.93% |
659,617
+129,048
| +24% | +$4.67M |
|
6
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9B
| $21.4M | 2.59% |
712,314
+23,607
| +3% | +$716K |
|
7
ExxonMobil
XOM
$611B
| $18.1M | 2.18% |
223,634
-2,734
| -1% | -$224K |
|
8
Apple
AAPL
$4.9T
| $16.5M | 1.99% |
457,824
+2,368
| +0.5% | +$87.5K |
|
9
Microsoft
MSFT
$2.93T
| $15.6M | 1.89% |
226,776
-652
| -0.3% | -$44.8K |
|
|
SCIU
10
DELISTED
Global X Scientific Beta US ETF
SCIU
| $13.7M | 1.66% |
478,399
+25,994
| +6% | +$734K |
|
11
State Street SPDR S&P 500 ETF Trust
SPY
$774B
| $13.5M | 1.64% |
55,974
+1,216
| +2% | +$291K |
|
12
Vanguard Dividend Appreciation ETF
VIG
$111B
| $12.5M | 1.51% |
134,369
+5,017
| +4% | +$460K |
|
13
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.4B
| $11.9M | 1.43% |
246,337
-2,762
| -1% | -$132K |
|
14
Berkshire Hathaway Class B
BRK.B
$1.06T
| $11.8M | 1.42% |
69,568
-273
| -0.4% | -$45.4K |
|
15
Johnson & Johnson
JNJ
$609B
| $11.3M | 1.36% |
85,307
-2,409
| -3% | -$307K |
|
16
Duke Energy
DUK
$97.5B
| $10.8M | 1.3% |
128,765
+1,509
| +1% | +$127K |
|
17
GE Aerospace
GE
$364B
| $10.6M | 1.28% |
81,528
-2,396
| -3% | -$328K |
|
18
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.83B
| $9.42M | 1.14% |
225,612
-5,038
| -2% | -$208K |
|
|
19
JPMorgan Diversified Return International Equity ETF
JPIN
$360M
| $8.89M | 1.07% |
158,249
+27,362
| +21% | +$1.51M |
|
20
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.42B
| $8.31M | 1% |
150,034
+13,863
| +10% | +$761K |
|
21
DuPont de Nemours
DD
$18.3B
| $7.88M | 0.95% |
49,306
-848
| -2% | -$135K |
|
22
JPMorgan Chase
JPM
$907B
| $7.82M | 0.95% |
85,521
-580
| -0.7% | -$50K |
|
23
iShares Core S&P 500 ETF
IVV
$881B
| $7.64M | 0.92% |
31,378
+1,196
| +4% | +$289K |
|
24
Truist Financial
TFC
$65.4B
| $7.59M | 0.92% |
167,105
+5,312
| +3% | +$231K |
|
|
PSTB
25
DELISTED
Park Sterling Corp.
PSTB
| $7.56M | 0.91% |
636,464
+8,250
| +1% | +$98.2K |
|
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Carroll Financial Associates's Q2 2017 Portfolio in Review
As of Q2 2017, Carroll Financial Associates held 1,313 positions worth $827M, up 5.4% from $785M the previous quarter. Its ten largest holdings account for 46% of the portfolio.
Carroll Financial Associates deployed $25.7M of net new capital in Q2 2017, opening 57 new positions and adding to 248 existing holdings. Its largest new stake was VelocityShares VIX Short Volatility Hedged ETN: 69,554 shares worth $3.85M.
By sector, the portfolio is most concentrated in Financials at 8.9% of assets, down from 9.1% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Global X MLP & Energy Infrastructure ETF, an estimated $4.71M trimmed.
- Carroll Financial Associates's largest Q2 2017 buy was VelocityShares VIX Short Volatility Hedged ETN: 69,554 shares worth $3.85M.
- Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q2 2017, an estimated $4.67M increase.
- Carroll Financial Associates's biggest Q2 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.71M.
- Carroll Financial Associates fully exited BNC Bancorp in Q2 2017, selling an estimated $956K.
- Carroll Financial Associates's ten largest holdings make up 46% of its $827M portfolio in Q2 2017.
- Carroll Financial Associates opened 57 new positions and closed 49 in Q2 2017.
- Carroll Financial Associates's portfolio value rose 5.4% quarter-over-quarter to $827M.
Based on Carroll Financial Associates's 13F filing for Q2 2017, filed 25 Jul 2017.