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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
+4.72%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$357M
AUM Growth
+$52.6M
(+17%)
Cap. Flow
+$37.9M
Cap. Flow
% of AUM
10.59%
Top 10 Holdings %
Top 10 Hldgs %
39.42%
Holding
1,010
New
87
Increased
263
Reduced
66
Closed
35
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$4.91M |
| 2 |
Invesco FTSE RAFI US 1000 ETF
PRF
|
+$2.93M |
| 3 |
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
|
+$1.58M |
| 4 |
Hormel Foods
HRL
|
+$1.55M |
| 5 |
DuPont de Nemours
DD
|
+$1.55M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
|
+$732K |
| 2 |
Williams Companies
WMB
|
+$490K |
| 3 |
Peoples Bancorp of North Carolina
PEBK
|
+$388K |
| 4 |
Johnson & Johnson
JNJ
|
+$354K |
| 5 |
Rio Tinto
RIO
|
+$148K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 12.14% |
| 2 | Technology | 9.32% |
| 3 | Energy | 9.11% |
| 4 | Healthcare | 5.76% |
| 5 | Industrials | 4.68% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
| $34.6M | 9.67% |
928,352
+134,141
| +17% | +$4.91M |
|
|
2
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
| $19.3M | 5.41% |
1,093,905
+170,250
| +18% | +$2.93M |
|
3
ExxonMobil
XOM
$651B
| $17.4M | 4.87% |
172,994
+14,588
| +9% | +$1.47M |
|
4
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
| $10.8M | 3.03% |
171,270
+16,960
| +11% | +$1.03M |
|
|
5
Johnson & Johnson
JNJ
$635B
| $10.5M | 2.95% |
100,732
-3,502
| -3% | -$354K |
|
6
Microsoft
MSFT
$2.84T
| $10.5M | 2.93% |
251,038
+5,143
| +2% | +$208K |
|
|
AMJ
7
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
| $10.1M | 2.83% |
192,806
+192
| +0.1% | +$9.46K |
|
8
Apple
AAPL
$4.89T
| $9.9M | 2.77% |
426,220
+43,908
| +11% | +$934K |
|
9
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $8.95M | 2.5% |
45,736
+531
| +1% | +$101K |
|
10
Berkshire Hathaway Class B
BRK.B
$1.07T
| $8.81M | 2.47% |
69,628
+4,008
| +6% | +$507K |
|
|
SE
11
DELISTED
Spectra Energy Corp Wi
SE
| $8.1M | 2.27% |
190,696
+20,118
| +12% | +$806K |
|
|
12
DuPont de Nemours
DD
$18.6B
| $7.71M | 2.16% |
59,138
+12,181
| +26% | +$1.55M |
|
13
GE Aerospace
GE
$367B
| $7.64M | 2.14% |
60,629
+4,319
| +8% | +$549K |
|
14
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.83B
| $7.54M | 2.11% |
165,453
+24,479
| +17% | +$1.1M |
|
|
HTS
15
DELISTED
HATTERAS FINANCIAL CORP
HTS
| $6.05M | 1.69% |
305,550
+6,000
| +2% | +$119K |
|
16
Vanguard Dividend Appreciation ETF
VIG
$111B
| $5.93M | 1.66% |
76,125
+14,247
| +23% | +$1.09M |
|
17
JPMorgan Chase
JPM
$939B
| $5.75M | 1.61% |
99,773
+2,709
| +3% | +$152K |
|
|
PSTB
18
DELISTED
Park Sterling Corp.
PSTB
| $4.94M | 1.38% |
749,470
+221,702
| +42% | +$1.46M |
|
19
iShares Global 100 ETF
IOO
$8.56B
| $3.89M | 1.09% |
98,856
+5,000
| +5% | +$198K |
|
20
Coca-Cola
KO
$354B
| $3.73M | 1.04% |
87,932
+8,926
| +11% | +$362K |
|
21
Duke Energy
DUK
$102B
| $3.6M | 1.01% |
48,598
+2,323
| +5% | +$167K |
|
22
Pfizer
PFE
$140B
| $3.32M | 0.93% |
117,927
+353
| +0.3% | +$10.1K |
|
23
Oaktree Specialty Lending
OCSL
$1.03B
| $3.27M | 0.91% |
110,867
+21,234
| +24% | +$599K |
|
24
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.28B
| $3.17M | 0.89% |
73,320
+800
| +1% | +$34.9K |
|
25
Applied Materials
AMAT
$426B
| $2.91M | 0.81% |
129,027
+2,710
| +2% | +$55.3K |
|
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Carroll Financial Associates's Q2 2014 Portfolio in Review
As of Q2 2014, Carroll Financial Associates held 1,010 positions worth $357M, up 17% from $305M the previous quarter. Its ten largest holdings account for 39% of the portfolio.
Carroll Financial Associates deployed $37.9M of net new capital in Q2 2014, opening 87 new positions and adding to 263 existing holdings. Its largest new stake was UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN: 63,400 shares worth $1.58M.
By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.
On the sell side, the largest reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $732K trimmed.
- Carroll Financial Associates's largest Q2 2014 buy was UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN: 63,400 shares worth $1.58M.
- Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q2 2014, an estimated $4.91M increase.
- Carroll Financial Associates's biggest Q2 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $732K.
- Carroll Financial Associates fully exited Peoples Bancorp of North Carolina in Q2 2014, selling an estimated $388K.
- Carroll Financial Associates's ten largest holdings make up 39% of its $357M portfolio in Q2 2014.
- Carroll Financial Associates opened 87 new positions and closed 35 in Q2 2014.
- Carroll Financial Associates's portfolio value rose 17% quarter-over-quarter to $357M.
Based on Carroll Financial Associates's 13F filing for Q2 2014, filed 8 Aug 2014.