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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
-7.01%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$451M
AUM Growth
+$4.05M
(+0.91%)
Cap. Flow
+$19M
Cap. Flow
% of AUM
4.21%
Top 10 Holdings %
Top 10 Hldgs %
41.98%
Holding
1,252
New
121
Increased
384
Reduced
193
Closed
84
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$5.52M |
| 2 |
IQ ARB Merger Arbitrage ETF
MNA
|
+$2.56M |
| 3 |
Invesco FTSE RAFI US 1000 ETF
PRF
|
+$2.18M |
| 4 |
LendingTree
TREE
|
+$1.57M |
| 5 |
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
|
+$1.53M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
BBRC
Columbia Beyond BRICs ETF
BBRC
|
+$5.39M |
| 2 |
Invesco S&P 500 Downside Hedged ETF
PHDG
|
+$4.09M |
| 3 |
Oaktree Specialty Lending
OCSL
|
+$1.36M |
| 4 |
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
|
+$861K |
| 5 |
Baxter International
BAX
|
+$815K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.5% |
| 2 | Technology | 7.62% |
| 3 | Energy | 5.42% |
| 4 | Healthcare | 5.01% |
| 5 | Consumer Staples | 4.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
| $64.2M | 14.23% |
1,550,091
+135,079
| +10% | +$5.52M |
|
|
2
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
| $41.3M | 9.16% |
2,364,930
+123,675
| +6% | +$2.18M |
|
3
ExxonMobil
XOM
$651B
| $14.1M | 3.12% |
175,656
-8,664
| -5% | -$668K |
|
4
Apple
AAPL
$4.89T
| $11.8M | 2.61% |
414,392
+10,080
| +2% | +$296K |
|
5
Microsoft
MSFT
$2.84T
| $11.3M | 2.49% |
238,350
+7,772
| +3% | +$349K |
|
6
GE Aerospace
GE
$367B
| $9.9M | 2.19% |
71,586
+4,518
| +7% | +$554K |
|
7
Berkshire Hathaway Class B
BRK.B
$1.07T
| $9.49M | 2.1% |
71,231
+2,426
| +4% | +$332K |
|
|
8
Invesco S&P 500 Downside Hedged ETF
PHDG
$73.2M
| $9.4M | 2.08% |
388,127
-163,084
| -30% | -$4.09M |
|
9
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $9.32M | 2.07% |
46,156
+1,055
| +2% | +$214K |
|
10
Johnson & Johnson
JNJ
$635B
| $8.65M | 1.92% |
88,571
+4,376
| +5% | +$423K |
|
11
Vanguard Dividend Appreciation ETF
VIG
$111B
| $7.66M | 1.7% |
99,315
+13,106
| +15% | +$1.02M |
|
|
SE
12
DELISTED
Spectra Energy Corp Wi
SE
| $7.39M | 1.64% |
257,081
+27,388
| +12% | +$797K |
|
|
13
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.13B
| $7.1M | 1.57% |
260,304
+54,301
| +26% | +$1.53M |
|
14
DuPont de Nemours
DD
$18.6B
| $6.59M | 1.46% |
54,842
+767
| +1% | +$88.9K |
|
|
PSTB
15
DELISTED
Park Sterling Corp.
PSTB
| $6.51M | 1.44% |
918,204
+13,320
| +1% | +$94.7K |
|
|
AMJ
16
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
| $6.15M | 1.36% |
184,992
+21,436
| +13% | +$771K |
|
17
JPMorgan Chase
JPM
$939B
| $5.78M | 1.28% |
93,187
+1,452
| +2% | +$95.1K |
|
18
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$764M
| $5.34M | 1.19% |
205,924
+104
| +0.1% | +$2.77K |
|
19
Duke Energy
DUK
$102B
| $5.24M | 1.16% |
70,891
+2,828
| +4% | +$205K |
|
20
Truist Financial
TFC
$63.2B
| $5.16M | 1.14% |
142,316
+19,542
| +16% | +$754K |
|
|
BNY
21
Bank of New York Mellon
BNY
$108B
| $4.87M | 1.08% |
119,318
+459
| +0.4% | +$19.1K |
|
22
Invesco BuyBack Achievers ETF
PKW
$1.69B
| $4.44M | 0.99% |
97,052
+12,257
| +14% | +$576K |
|
23
Coca-Cola
KO
$354B
| $4.42M | 0.98% |
104,801
+4,047
| +4% | +$162K |
|
|
MLPI
24
DELISTED
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
| $4.39M | 0.97% |
151,254
-2,366
| -2% | -$75.5K |
|
25
iShares Global 100 ETF
IOO
$8.56B
| $4.35M | 0.96% |
118,436
-12,244
| -9% | -$449K |
|
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Carroll Financial Associates's Q3 2015 Portfolio in Review
As of Q3 2015, Carroll Financial Associates held 1,252 positions worth $451M, up 0.91% from $447M the previous quarter. Its ten largest holdings account for 42% of the portfolio.
Carroll Financial Associates deployed $19M of net new capital in Q3 2015, opening 121 new positions and adding to 384 existing holdings. Its largest new stake was PacWest Bancorp: 21,542 shares worth $926K.
By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.
On the sell side, the largest reduction was Columbia Beyond BRICs ETF, an estimated $5.39M trimmed.
- Carroll Financial Associates's largest Q3 2015 buy was PacWest Bancorp: 21,542 shares worth $926K.
- Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q3 2015, an estimated $5.52M increase.
- Carroll Financial Associates's biggest Q3 2015 reduction was Columbia Beyond BRICs ETF, cutting an estimated $5.39M.
- Carroll Financial Associates fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $475K.
- Carroll Financial Associates's ten largest holdings make up 42% of its $451M portfolio in Q3 2015.
- Carroll Financial Associates opened 121 new positions and closed 84 in Q3 2015.
- Carroll Financial Associates's portfolio value rose 0.91% quarter-over-quarter to $451M.
Based on Carroll Financial Associates's 13F filing for Q3 2015, filed 28 Oct 2015.