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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
+3.28%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.12%
10 Year Est. Return
–
AUM
$598M
AUM Growth
+$59.6M
(+11%)
Cap. Flow
+$43.1M
Cap. Flow
% of AUM
7.2%
Top 10 Holdings %
Top 10 Hldgs %
43.55%
Holding
1,314
New
74
Increased
273
Reduced
187
Closed
72
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI USA Momentum Factor ETF
MTUM
|
+$11.8M |
| 2 |
Invesco FTSE RAFI US 1000 ETF
PRF
|
+$11.4M |
| 3 |
KLDW
Knowledge Leaders Developed World ETF
KLDW
|
+$6.35M |
| 4 |
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
|
+$5M |
| 5 |
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
|
+$2.91M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$5.79M |
| 2 |
GE Aerospace
GE
|
+$1.61M |
| 3 |
Kinder Morgan
KMI
|
+$1.27M |
| 4 |
PACW
PacWest Bancorp
PACW
|
+$702K |
| 5 |
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
|
+$633K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 57.05% |
| 2 | Financials | 9.32% |
| 3 | Technology | 5.95% |
| 4 | Energy | 5.62% |
| 5 | Healthcare | 4.8% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
iShares MSCI USA Min Vol Factor ETF
USMV
$24.1B
| $78M | 13.04% |
1,687,247
-130,311
| -7% | -$5.79M |
|
|
2
Invesco FTSE RAFI US 1000 ETF
PRF
$10.1B
| $77.5M | 12.97% |
4,282,870
+635,765
| +17% | +$11.4M |
|
|
3
iShares MSCI USA Momentum Factor ETF
MTUM
$24.6B
| $20.3M | 3.39% |
265,456
+159,129
| +150% | +$11.8M |
|
4
ExxonMobil
XOM
$656B
| $16.8M | 2.81% |
179,160
+562
| +0.3% | +$49.7K |
|
5
Microsoft
MSFT
$3.71T
| $11.8M | 1.97% |
229,994
-2,425
| -1% | -$126K |
|
|
6
GE Aerospace
GE
$350B
| $11.5M | 1.92% |
75,918
-11,030
| -13% | -$1.61M |
|
7
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.3B
| $11.4M | 1.91% |
268,385
-7,338
| -3% | -$308K |
|
8
Apple
AAPL
$4.67T
| $11.1M | 1.86% |
465,944
+37,892
| +9% | +$942K |
|
9
Global X MLP & Energy Infrastructure ETF
MLPX
$3.67B
| $11.1M | 1.85% |
267,084
-5,523
| -2% | -$210K |
|
10
Johnson & Johnson
JNJ
$663B
| $11M | 1.84% |
90,732
+2,529
| +3% | +$287K |
|
11
Berkshire Hathaway Class B
BRK.B
$1.08T
| $10.1M | 1.69% |
69,830
-970
| -1% | -$139K |
|
12
State Street SPDR S&P 500 ETF Trust
SPY
$814B
| $9.99M | 1.67% |
47,701
+491
| +1% | +$102K |
|
13
Vanguard Dividend Appreciation ETF
VIG
$113B
| $9.7M | 1.62% |
116,564
+6,388
| +6% | +$522K |
|
14
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.41B
| $8.91M | 1.49% |
356,686
+25,590
| +8% | +$656K |
|
|
SCIU
15
DELISTED
Global X Scientific Beta US ETF
SCIU
| $8.44M | 1.41% |
330,441
+21,631
| +7% | +$540K |
|
|
KLDW
16
DELISTED
Knowledge Leaders Developed World ETF
KLDW
| $8.35M | 1.4% |
324,313
+247,885
| +324% | +$6.35M |
|
17
Duke Energy
DUK
$93.7B
| $6.92M | 1.16% |
80,710
+3,244
| +4% | +$259K |
|
|
PSTB
18
DELISTED
Park Sterling Corp.
PSTB
| $6.8M | 1.14% |
958,707
+1,100
| +0.1% | +$7.85K |
|
19
DuPont de Nemours
DD
$17.8B
| $6.43M | 1.08% |
51,120
-650
| -1% | -$85.5K |
|
20
Truist Financial
TFC
$63.1B
| $5.81M | 0.97% |
163,152
+86
| +0.1% | +$3K |
|
21
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$17.3B
| $5.65M | 0.94% |
178,797
+7,953
| +5% | +$248K |
|
22
JPMorgan Chase
JPM
$953B
| $5.44M | 0.91% |
87,530
-904
| -1% | -$56.5K |
|
23
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
$263M
| $5.23M | 0.87% |
228,864
-10,395
| -4% | -$245K |
|
|
24
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$366M
| $4.87M | 0.81% |
+188,829
| New | +$5M |
|
25
Coca-Cola
KO
$379B
| $4.83M | 0.81% |
106,533
+923
| +0.9% | +$41.7K |
|
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Carroll Financial Associates's Q2 2016 Portfolio in Review
As of Q2 2016, Carroll Financial Associates held 1,314 positions worth $598M, up 11% from $538M the previous quarter. Its ten largest holdings account for 44% of the portfolio.
Carroll Financial Associates deployed $43.1M of net new capital in Q2 2016, opening 74 new positions and adding to 273 existing holdings. Its largest new stake was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.
By sector, the portfolio is most concentrated in Miscellaneous at 57% of assets, up from 54% a quarter earlier, followed by Financials and Technology.
On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $5.79M trimmed.
- Carroll Financial Associates's largest Q2 2016 buy was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.
- Carroll Financial Associates added most to iShares MSCI USA Momentum Factor ETF in Q2 2016, an estimated $11.8M increase.
- Carroll Financial Associates's biggest Q2 2016 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $5.79M.
- Carroll Financial Associates fully exited UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in Q2 2016, selling an estimated $633K.
- Carroll Financial Associates's ten largest holdings make up 44% of its $598M portfolio in Q2 2016.
- Carroll Financial Associates opened 74 new positions and closed 72 in Q2 2016.
- Carroll Financial Associates's portfolio value rose 11% quarter-over-quarter to $598M.
Based on Carroll Financial Associates's 13F filing for Q2 2016, filed 18 Jul 2016.