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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
-12.12%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$899M
AUM Growth
-$46.6M
(-4.9%)
Cap. Flow
+$64.5M
Cap. Flow
% of AUM
7.17%
Top 10 Holdings %
Top 10 Hldgs %
51.54%
Holding
1,465
New
87
Increased
269
Reduced
314
Closed
79
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Global X Adaptive US Factor ETF
AUSF
|
+$95.8M |
| 2 |
ARK Innovation ETF
ARKK
|
+$3.83M |
| 3 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$3.05M |
| 4 |
ARK Genomic Revolution ETF
ARKG
|
+$2.76M |
| 5 |
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
|
+$2.26M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco FTSE RAFI US 1000 ETF
PRF
|
+$26.6M |
| 2 |
KLDW
Knowledge Leaders Developed World ETF
KLDW
|
+$6.04M |
| 3 |
RTX Corp
RTX
|
+$4.17M |
| 4 |
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
|
+$4.03M |
| 5 |
Global X Renewable Energy Producers ETF
RNRG
|
+$3.43M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.4% |
| 2 | Technology | 5.12% |
| 3 | Healthcare | 3.27% |
| 4 | Energy | 2.86% |
| 5 | Consumer Staples | 2.24% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
| $104M | 11.56% |
1,979,252
+55,519
| +3% | +$3.05M |
|
|
2
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
| $97.8M | 10.88% |
4,713,225
-1,200,015
| -20% | -$26.6M |
|
|
3
Global X Adaptive US Factor ETF
AUSF
$888M
| $91.3M | 10.16% |
+4,028,184
| New | +$95.8M |
|
|
KLDW
4
DELISTED
Knowledge Leaders Developed World ETF
KLDW
| $63.3M | 7.04% |
2,118,106
-191,711
| -8% | -$6.04M |
|
5
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
| $22.2M | 2.47% |
219,461
-31,540
| -13% | -$3.38M |
|
6
Microsoft
MSFT
$2.84T
| $19.6M | 2.18% |
192,369
-3,208
| -2% | -$344K |
|
|
7
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.6B
| $19.3M | 2.14% |
497,544
-97,398
| -16% | -$4.03M |
|
8
Apple
AAPL
$4.89T
| $15.7M | 1.75% |
424,968
+22,712
| +6% | +$1.1M |
|
9
Vanguard Dividend Appreciation ETF
VIG
$111B
| $15.6M | 1.74% |
158,719
+8,013
| +5% | +$836K |
|
10
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $14.6M | 1.63% |
57,483
+2,780
| +5% | +$750K |
|
11
Berkshire Hathaway Class B
BRK.B
$1.07T
| $13.6M | 1.52% |
69,218
+2,184
| +3% | +$456K |
|
12
JPMorgan Diversified Return International Equity ETF
JPIN
$361M
| $12.6M | 1.41% |
242,828
+31,501
| +15% | +$1.68M |
|
13
ExxonMobil
XOM
$651B
| $12.4M | 1.38% |
173,304
-9,271
| -5% | -$727K |
|
14
Duke Energy
DUK
$102B
| $11.3M | 1.26% |
133,410
-5,616
| -4% | -$478K |
|
15
iShares Core S&P 500 ETF
IVV
$876B
| $10.3M | 1.14% |
40,112
+5,559
| +16% | +$1.51M |
|
|
USFR
16
DELISTED
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
| $9.8M | 1.09% |
390,775
+90,054
| +30% | +$2.26M |
|
17
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.45B
| $8.35M | 0.93% |
147,777
-1,779
| -1% | -$99.8K |
|
18
Pfizer
PFE
$140B
| $8.34M | 0.93% |
203,342
-6,300
| -3% | -$262K |
|
19
Truist Financial
TFC
$63.2B
| $8.33M | 0.93% |
182,685
-1,789
| -1% | -$85.9K |
|
20
Schwab Fundamental US Large Company Index ETF
FNDX
$26.4B
| $8.13M | 0.91% |
703,662
-89,031
| -11% | -$1.1M |
|
|
21
ARK Innovation ETF
ARKK
$5.89B
| $8.09M | 0.9% |
201,789
+90,730
| +82% | +$3.83M |
|
22
Johnson & Johnson
JNJ
$635B
| $7.61M | 0.85% |
59,952
-5,568
| -8% | -$777K |
|
23
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.13B
| $7.1M | 0.79% |
249,330
-44,584
| -15% | -$1.34M |
|
24
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.83B
| $7.06M | 0.79% |
183,307
-3,245
| -2% | -$130K |
|
25
JPMorgan Chase
JPM
$939B
| $6.77M | 0.75% |
67,210
-2,509
| -4% | -$267K |
|
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Carroll Financial Associates's Q4 2018 Portfolio in Review
As of Q4 2018, Carroll Financial Associates held 1,465 positions worth $899M, down 4.9% from $945M the previous quarter. Its ten largest holdings account for 52% of the portfolio.
Carroll Financial Associates deployed $64.5M of net new capital in Q4 2018, opening 87 new positions and adding to 269 existing holdings. Its largest new stake was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.
By sector, the portfolio is most concentrated in Financials at 7.4% of assets, down from 8% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Invesco FTSE RAFI US 1000 ETF, an estimated $26.6M trimmed.
- Carroll Financial Associates's largest Q4 2018 buy was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.
- Carroll Financial Associates added most to ARK Innovation ETF in Q4 2018, an estimated $3.83M increase.
- Carroll Financial Associates's biggest Q4 2018 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $26.6M.
- Carroll Financial Associates fully exited Aetna Inc in Q4 2018, selling an estimated $1.34M.
- Carroll Financial Associates's ten largest holdings make up 52% of its $899M portfolio in Q4 2018.
- Carroll Financial Associates opened 87 new positions and closed 79 in Q4 2018.
- Carroll Financial Associates's portfolio value fell 4.9% quarter-over-quarter to $899M.
Based on Carroll Financial Associates's 13F filing for Q4 2018, filed 11 Jan 2019.