Carroll Financial Associates’s Global X Adaptive US Factor ETF AUSF Stock Holding History

Carroll Financial Associates’s Portfolio AUSF Stock Details AUSF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	$176M	Sell	5,531,364 -57,109	-1%	-$1.76M	9.35%	1
2021 Q3	$166M	Sell	5,588,473 -99,646	-2%	-$2.99M	9.3%	1
2021 Q2	$169M	Buy	5,688,119 +103,552	+2%	+$3.09M	9.55%	1
2021 Q1	$160M	Sell	5,584,567 -66,262	-1%	-$1.81M	9.82%	1
2020 Q4	$145M	Sell	5,650,829 -536,050	-9%	-$13M	9.65%	1
2020 Q3	$137M	Buy	6,186,879 +207,336	+3%	+$4.62M	10.54%	1
2020 Q2	$127M	Buy	5,979,543 +289,847	+5%	+$5.83M	10.61%	1
2020 Q1	$101M	Sell	5,689,696 -1,475,821	-21%	-$35.1M	9.95%	2
2019 Q4	$188M	Buy	7,165,517 +828,055	+13%	+$21.1M	14.92%	1
2019 Q3	$159M	Buy	6,337,462 +435,362	+7%	+$10.7M	13.9%	1
2019 Q2	$146M	Buy	5,902,100 +669,834	+13%	+$16.4M	12.71%	1
2019 Q1	$127M	Buy	5,232,266 +1,204,082	+30%	+$28.6M	11.86%	1
2018 Q4	$91.3M	Buy	+4,028,184	New	+$95.8M	10.16%	3

Other funds holding AUSF

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return

Carroll Financial Associates's AUSF Position: Q4 2021 in Review

Carroll Financial Associates reduced its Global X Adaptive US Factor ETF (AUSF) stake by 1% in Q4 2021, selling an estimated $1.76M and leaving 5,531,364 shares worth $176M. The position accounts for 9.35% of the portfolio, ranked #1.

Carroll Financial Associates first reported a position in AUSF in Q4 2018 and has held it in 13 quarters since. The position peaked at $188M in Q4 2019. 7 funds tracked by Wall St. Rank hold AUSF as of Q4 2021.

Carroll Financial Associates held 5,531,364 shares of Global X Adaptive US Factor ETF worth $176M as of Q4 2021.
Carroll Financial Associates sold 57,109 Global X Adaptive US Factor ETF shares in Q4 2021, an estimated $1.76M.
Global X Adaptive US Factor ETF made up 9.35% of Carroll Financial Associates's portfolio in Q4 2021, its #1 holding.
Carroll Financial Associates first reported a position in Global X Adaptive US Factor ETF in Q4 2018 and has held it in 13 quarters since.
Carroll Financial Associates's Global X Adaptive US Factor ETF position peaked at $188M in Q4 2019.
7 funds tracked by Wall St. Rank held Global X Adaptive US Factor ETF as of Q4 2021.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.