Global X Adaptive US Factor ETF
AUSF
7 hedge funds and large institutions have $175M invested in Global X Adaptive US Factor ETF in 2020 Q3 according to their latest regulatory filings, with 0 funds opening new positions, 2 increasing their positions, 5 reducing their positions, and 2 closing their positions.
2% more capital invested
Capital invested by funds: $172M → $175M (+$2.59M)
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
0.89% less ownership
Funds ownership: 123.49% → 122.61% (-0.89%)
22% less funds holding
Funds holding: 9 → 7 (-2)
60% less repeat investments, than reductions
Existing positions increased: 2 | Existing positions reduced: 5
100% less first-time investments, than exits
New positions opened: 0 | Existing positions closed: 2
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
CFA
Carroll Financial Associates
Charlotte,
North Carolina
|
+$4.62M |
| 2 |
Citadel Advisors
Miami,
Florida
|
+$24.7K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
LPL Financial
San Diego,
California
|
-$5.89M |
| 2 |
CAN
Cetera Advisor Networks
El Segundo,
California
|
-$2.35M |
| 3 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$381K |
| 4 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$22.6K |
| 5 |
Bank of America
Charlotte,
North Carolina
|
-$11K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
CFA
1
Carroll Financial Associates
Charlotte,
North Carolina
| $137M | +$4.62M | +207,336 | +3% |
|
|
CAN
2
Cetera Advisor Networks
El Segundo,
California
| $35.9M | -$2.35M | -105,598 | -6% |
|
|
3
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| $689K | -$381K | -17,113 | -35% |
|
|
4
LPL Financial
San Diego,
California
| $661K | -$5.89M | -264,408 | -90% |
|
|
5
Royal Bank of Canada
Toronto,
Ontario, Canada
| $445K | -$22.6K | -1,015 | -5% |
|
|
6
Citadel Advisors
Miami,
Florida
| $329K | +$24.7K | +1,108 | +8% |
|
|
7
Bank of America
Charlotte,
North Carolina
| – | -$11K | -496 | Closed |
|
8
UBS Group
Zurich,
Switzerland
| – | -$8K | -368 | Closed |
|
9
Wells Fargo
San Francisco,
California
| – | -$646 | -29 | -97% |
|
AUSF Hedge Fund Activity: Q3 2020 in Review
7 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Global X Adaptive US Factor ETF (AUSF) for Q3 2020, worth a combined $175M — up 1.5% from $172M a quarter earlier.
Sellers outnumbered buyers: 2 funds closed out of AUSF and 0 opened new positions — a net loss of 2 holders — while 5 trimmed existing stakes and 2 added.
The largest buyer was Carroll Financial Associates, adding an estimated $4.62M. The largest seller was LPL Financial, cutting an estimated $5.89M.
- 7 institutional investors held Global X Adaptive US Factor ETF (AUSF) as of Q3 2020, down from 9 in Q2 2020.
- Funds reported $175M of Global X Adaptive US Factor ETF stock for Q3 2020, up 1.5% quarter-over-quarter.
- 0 funds opened new Global X Adaptive US Factor ETF positions in Q3 2020 and 2 closed out, a net change of -2 holders.
- The largest Global X Adaptive US Factor ETF buyer in Q3 2020 was Carroll Financial Associates, an estimated $4.62M added.
- The largest Global X Adaptive US Factor ETF seller in Q3 2020 was LPL Financial, an estimated $5.89M sold.
Based on aggregated 13F filings for Q3 2020.