Global X Adaptive US Factor ETF
AUSF
6 hedge funds and large institutions have $179M invested in Global X Adaptive US Factor ETF in 2021 Q1 according to their latest regulatory filings, with 1 funds opening new positions, 1 increasing their positions, 3 reducing their positions, and 2 closing their positions.
10% more capital invested
Capital invested by funds: $163M → $179M (+$15.6M)
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
0.84% less ownership
Funds ownership: 109.48% → 108.65% (-0.84%)
14% less funds holding
Funds holding: 7 → 6 (-1)
50% less first-time investments, than exits
New positions opened: 1 | Existing positions closed: 2
67% less repeat investments, than reductions
Existing positions increased: 1 | Existing positions reduced: 3
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Goldman Sachs
New York
|
+$545K |
| 2 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$62.7K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
CFA
Carroll Financial Associates
Charlotte,
North Carolina
|
-$1.81M |
| 2 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$884K |
| 3 |
Citadel Advisors
Miami,
Florida
|
-$390K |
| 4 |
CAN
Cetera Advisor Networks
El Segundo,
California
|
-$219K |
| 5 |
LPL Financial
San Diego,
California
|
-$36.6K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
CFA
1
Carroll Financial Associates
Charlotte,
North Carolina
| $160M | -$1.81M | -66,262 | -1% |
|
|
CAN
2
Cetera Advisor Networks
El Segundo,
California
| $16.6M | -$219K | -8,048 | -1% |
|
|
3
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| $1.27M | +$62.7K | +2,298 | +5% |
|
|
4
Goldman Sachs
New York
| $572K | +$545K | +20,000 | New |
|
|
5
LPL Financial
San Diego,
California
| $478K | -$36.6K | -1,342 | -7% |
|
|
6
Royal Bank of Canada
Toronto,
Ontario, Canada
| – | -$884K | -34,435 | Closed |
|
|
7
Citadel Advisors
Miami,
Florida
| – | -$390K | -15,212 | Closed |
|
AUSF Hedge Fund Activity: Q1 2021 in Review
6 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Global X Adaptive US Factor ETF (AUSF) for Q1 2021, worth a combined $179M — up 9.6% from $163M a quarter earlier.
Sellers outnumbered buyers: 2 funds closed out of AUSF and 1 opened new positions — a net loss of 1 holder — while 3 trimmed existing stakes and 1 added.
The largest buyer was Goldman Sachs, opening a new position worth an estimated $545K. The largest seller was Carroll Financial Associates, cutting an estimated $1.81M.
- 6 institutional investors held Global X Adaptive US Factor ETF (AUSF) as of Q1 2021, down from 7 in Q4 2020.
- Funds reported $179M of Global X Adaptive US Factor ETF stock for Q1 2021, up 9.6% quarter-over-quarter.
- 1 fund opened new Global X Adaptive US Factor ETF positions in Q1 2021 and 2 closed out, a net change of -1 holder.
- The largest Global X Adaptive US Factor ETF buyer in Q1 2021 was Goldman Sachs, an estimated $545K added.
- The largest Global X Adaptive US Factor ETF seller in Q1 2021 was Carroll Financial Associates, an estimated $1.81M sold.
Based on aggregated 13F filings for Q1 2021.