Global X Adaptive US Factor ETF
AUSF
7 hedge funds and large institutions have $265M invested in Global X Adaptive US Factor ETF in 2019 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 3 increasing their positions, reducing their positions, and 3 closing their positions.
33% more first-time investments, than exits
New positions opened: 4 | Existing positions closed: 3
17% more funds holding
Funds holding: 6 → 7 (+1)
16% more capital invested
Capital invested by funds: $228M → $265M (+$37.2M)
0.81% more ownership
Funds ownership: 130.48% → 131.29% (+0.81%)
0% more funds holding in top 10
Funds holding in top 10: 2 → 2 (0)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
CFA
Carroll Financial Associates
Charlotte,
North Carolina
|
+$21.1M |
| 2 |
CAN
Cetera Advisor Networks
El Segundo,
California
|
+$7.17M |
| 3 |
Jane Street
New York
|
+$709K |
| 4 |
LPL Financial
San Diego,
California
|
+$207K |
| 5 |
HFM
Harvest Fund Management
Beijing,
China
|
+$22.7K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$1.42M |
| 2 |
Citadel Advisors
Miami,
Florida
|
-$1M |
| 3 |
Wells Fargo
San Francisco,
California
|
-$236K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
CFA
1
Carroll Financial Associates
Charlotte,
North Carolina
| $188M | +$21.1M | +828,055 | +13% |
|
|
CAN
2
Cetera Advisor Networks
El Segundo,
California
| $66.5M | +$7.17M | +281,123 | +12% |
|
|
3
LPL Financial
San Diego,
California
| $9.79M | +$207K | +8,108 | +2% |
|
|
4
Jane Street
New York
| $728K | +$709K | +27,796 | New |
|
|
HFM
5
Harvest Fund Management
Beijing,
China
| $78K | +$22.7K | +889 | New |
|
6
Royal Bank of Canada
Toronto,
Ontario, Canada
| $20K | +$19.5K | +764 | New |
|
7
UBS Group
Zurich,
Switzerland
| $3K | +$2.55K | +100 | New |
|
|
8
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| – | -$1.42M | -56,579 | Closed |
|
|
9
Citadel Advisors
Miami,
Florida
| – | -$1M | -39,859 | Closed |
|
|
10
Wells Fargo
San Francisco,
California
| – | -$236K | -9,242 | Closed |
|
AUSF Hedge Fund Activity: Q4 2019 in Review
7 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Global X Adaptive US Factor ETF (AUSF) for Q4 2019, worth a combined $265M — up 16% from $228M a quarter earlier.
Buyers outnumbered sellers: 4 funds opened new AUSF positions and 3 closed out — a net gain of 1 holder — while 3 added to existing stakes and 0 trimmed.
The largest buyer was Carroll Financial Associates, adding an estimated $21.1M. The largest seller was Susquehanna International Group, exiting entirely with an estimated $1.42M sold.
- 7 institutional investors held Global X Adaptive US Factor ETF (AUSF) as of Q4 2019, up from 6 in Q3 2019.
- Funds reported $265M of Global X Adaptive US Factor ETF stock for Q4 2019, up 16% quarter-over-quarter.
- 4 funds opened new Global X Adaptive US Factor ETF positions in Q4 2019 and 3 closed out, a net change of +1 holder.
- The largest Global X Adaptive US Factor ETF buyer in Q4 2019 was Carroll Financial Associates, an estimated $21.1M added.
- The largest Global X Adaptive US Factor ETF seller in Q4 2019 was Susquehanna International Group, an estimated $1.42M sold.
Based on aggregated 13F filings for Q4 2019.