Global X Adaptive US Factor ETF
AUSF
7 hedge funds and large institutions have $177M invested in Global X Adaptive US Factor ETF in 2021 Q4 according to their latest regulatory filings, with 2 funds opening new positions, 2 increasing their positions, 1 reducing their positions, and 1 closing their positions.
100% more first-time investments, than exits
New positions opened: 2 | Existing positions closed: 1
100% more repeat investments, than reductions
Existing positions increased: 2 | Existing positions reduced: 1
17% more funds holding
Funds holding: 6 → 7 (+1)
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
3% less capital invested
Capital invested by funds: $183M → $177M (-$6.11M)
8.87% less ownership
Funds ownership: 105.8% → 96.93% (-8.9%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$705K |
| 2 |
LPL Financial
San Diego,
California
|
+$88.2K |
| 3 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$20.2K |
| 4 |
UBS Group
Zurich,
Switzerland
|
+$20K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
CAN
Cetera Advisor Networks
El Segundo,
California
|
-$16.2M |
| 2 |
CFA
Carroll Financial Associates
Charlotte,
North Carolina
|
-$1.76M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
CFA
1
Carroll Financial Associates
Charlotte,
North Carolina
| $176M | -$1.76M | -57,109 | -1% |
|
|
2
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| $975K | +$705K | +22,866 | +299% |
|
|
3
LPL Financial
San Diego,
California
| $621K | +$88.2K | +2,862 | +17% |
|
|
4
UBS Group
Zurich,
Switzerland
| $21K | +$20K | +649 | New |
|
|
5
Royal Bank of Canada
Toronto,
Ontario, Canada
| $21K | +$20.2K | +655 | New |
|
6
PNC Financial Services Group
Pittsburgh,
Pennsylvania
| $10K | – | – | – |
|
|
CAN
7
Cetera Advisor Networks
El Segundo,
California
| – | -$16.2M | -544,495 | Closed |
|
AUSF Hedge Fund Activity: Q4 2021 in Review
7 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Global X Adaptive US Factor ETF (AUSF) for Q4 2021, worth a combined $177M — down 3.3% from $183M a quarter earlier.
Buyers outnumbered sellers: 2 funds opened new AUSF positions and 1 closed out — a net gain of 1 holder — while 2 added to existing stakes and 1 trimmed.
The largest buyer was Susquehanna International Group, adding an estimated $705K. The largest seller was Cetera Advisor Networks, exiting entirely with an estimated $16.2M sold.
- 7 institutional investors held Global X Adaptive US Factor ETF (AUSF) as of Q4 2021, up from 6 in Q3 2021.
- Funds reported $177M of Global X Adaptive US Factor ETF stock for Q4 2021, down 3.3% quarter-over-quarter.
- 2 funds opened new Global X Adaptive US Factor ETF positions in Q4 2021 and 1 closed out, a net change of +1 holder.
- The largest Global X Adaptive US Factor ETF buyer in Q4 2021 was Susquehanna International Group, an estimated $705K added.
- The largest Global X Adaptive US Factor ETF seller in Q4 2021 was Cetera Advisor Networks, an estimated $16.2M sold.
Based on aggregated 13F filings for Q4 2021.