Global X Adaptive US Factor ETF
AUSF
9 hedge funds and large institutions have $172M invested in Global X Adaptive US Factor ETF in 2020 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 2 increasing their positions, 4 reducing their positions, and 0 closing their positions.
50% more funds holding
Funds holding: 6 → 9 (+3)
21% more capital invested
Capital invested by funds: $142M → $172M (+$30.2M)
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
2.91% less ownership
Funds ownership: 126.4% → 123.49% (-2.9%)
50% less repeat investments, than reductions
Existing positions increased: 2 | Existing positions reduced: 4
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
CFA
Carroll Financial Associates
Charlotte,
North Carolina
|
+$5.83M |
| 2 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$425K |
| 3 |
CAN
Cetera Advisor Networks
El Segundo,
California
|
+$186K |
| 4 |
Bank of America
Charlotte,
North Carolina
|
+$9.97K |
| 5 |
Wells Fargo
San Francisco,
California
|
+$603 |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
LPL Financial
San Diego,
California
|
-$3.1M |
| 2 |
Citadel Advisors
Miami,
Florida
|
-$514K |
| 3 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$285K |
| 4 |
UBS Group
Zurich,
Switzerland
|
-$28.1K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
CFA
1
Carroll Financial Associates
Charlotte,
North Carolina
| $127M | +$5.83M | +289,847 | +5% |
|
|
CAN
2
Cetera Advisor Networks
El Segundo,
California
| $36.8M | +$186K | +9,248 | +0.5% |
|
|
3
LPL Financial
San Diego,
California
| $6.26M | -$3.1M | -154,031 | -34% |
|
|
4
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| $1.03M | -$285K | -14,173 | -23% |
|
|
5
Royal Bank of Canada
Toronto,
Ontario, Canada
| $450K | +$425K | +21,154 | New |
|
|
6
Citadel Advisors
Miami,
Florida
| $293K | -$514K | -25,581 | -65% |
|
|
7
Bank of America
Charlotte,
North Carolina
| $11K | +$9.97K | +496 | New |
|
|
8
UBS Group
Zurich,
Switzerland
| $8K | -$28.1K | -1,398 | -79% |
|
|
9
Wells Fargo
San Francisco,
California
| $1K | +$603 | +30 | New |
|
AUSF Hedge Fund Activity: Q2 2020 in Review
9 of the 4,878 institutional investors tracked by Wall St. Rank reported a position in Global X Adaptive US Factor ETF (AUSF) for Q2 2020, worth a combined $172M — up 21% from $142M a quarter earlier.
Buyers outnumbered sellers: 3 funds opened new AUSF positions and 0 closed out — a net gain of 3 holders — while 2 added to existing stakes and 4 trimmed.
The largest buyer was Carroll Financial Associates, adding an estimated $5.83M. The largest seller was LPL Financial, cutting an estimated $3.1M.
- 9 institutional investors held Global X Adaptive US Factor ETF (AUSF) as of Q2 2020, up from 6 in Q1 2020.
- Funds reported $172M of Global X Adaptive US Factor ETF stock for Q2 2020, up 21% quarter-over-quarter.
- 3 funds opened new Global X Adaptive US Factor ETF positions in Q2 2020 and 0 closed out, a net change of +3 holders.
- The largest Global X Adaptive US Factor ETF buyer in Q2 2020 was Carroll Financial Associates, an estimated $5.83M added.
- The largest Global X Adaptive US Factor ETF seller in Q2 2020 was LPL Financial, an estimated $3.1M sold.
Based on aggregated 13F filings for Q2 2020.