Global X Adaptive US Factor ETF
AUSF
6 hedge funds and large institutions have $142M invested in Global X Adaptive US Factor ETF in 2020 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 2 increasing their positions, 2 reducing their positions, and 3 closing their positions.
0% more repeat investments, than reductions
Existing positions increased: 2 | Existing positions reduced: 2
4.89% less ownership
Funds ownership: 131.29% → 126.4% (-4.9%)
14% less funds holding
Funds holding: 7 → 6 (-1)
33% less first-time investments, than exits
New positions opened: 2 | Existing positions closed: 3
46% less capital invested
Capital invested by funds: $265M → $142M (-$123M)
50% less funds holding in top 10
Funds holding in top 10: 2 → 1 (-1)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
LPL Financial
San Diego,
California
|
+$1.77M |
| 2 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$1.49M |
| 3 |
Citadel Advisors
Miami,
Florida
|
+$936K |
| 4 |
UBS Group
Zurich,
Switzerland
|
+$39.6K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
CFA
Carroll Financial Associates
Charlotte,
North Carolina
|
-$35.1M |
| 2 |
CAN
Cetera Advisor Networks
El Segundo,
California
|
-$19.5M |
| 3 |
Jane Street
New York
|
-$728K |
| 4 |
HFM
Harvest Fund Management
Beijing,
China
|
-$78K |
| 5 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$20K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
CFA
1
Carroll Financial Associates
Charlotte,
North Carolina
| $101M | -$35.1M | -1,475,821 | -21% |
|
|
CAN
2
Cetera Advisor Networks
El Segundo,
California
| $30.6M | -$19.5M | -819,095 | -32% |
|
|
3
LPL Financial
San Diego,
California
| $7.98M | +$1.77M | +74,624 | +20% |
|
|
4
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| $1.11M | +$1.49M | +62,510 | New |
|
|
5
Citadel Advisors
Miami,
Florida
| $701K | +$936K | +39,356 | New |
|
|
6
UBS Group
Zurich,
Switzerland
| $31K | +$39.6K | +1,666 | +1,666% |
|
|
7
Jane Street
New York
| – | -$728K | -27,796 | Closed |
|
|
HFM
8
Harvest Fund Management
Beijing,
China
| – | -$78K | -889 | Closed |
|
|
9
Royal Bank of Canada
Toronto,
Ontario, Canada
| – | -$20K | -764 | Closed |
|
AUSF Hedge Fund Activity: Q1 2020 in Review
6 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Global X Adaptive US Factor ETF (AUSF) for Q1 2020, worth a combined $142M — down 46% from $265M a quarter earlier.
Sellers outnumbered buyers: 3 funds closed out of AUSF and 2 opened new positions — a net loss of 1 holder — while 2 trimmed existing stakes and 2 added.
The largest buyer was LPL Financial, adding an estimated $1.77M. The largest seller was Carroll Financial Associates, cutting an estimated $35.1M.
- 6 institutional investors held Global X Adaptive US Factor ETF (AUSF) as of Q1 2020, down from 7 in Q4 2019.
- Funds reported $142M of Global X Adaptive US Factor ETF stock for Q1 2020, down 46% quarter-over-quarter.
- 2 funds opened new Global X Adaptive US Factor ETF positions in Q1 2020 and 3 closed out, a net change of -1 holder.
- The largest Global X Adaptive US Factor ETF buyer in Q1 2020 was LPL Financial, an estimated $1.77M added.
- The largest Global X Adaptive US Factor ETF seller in Q1 2020 was Carroll Financial Associates, an estimated $35.1M sold.
Based on aggregated 13F filings for Q1 2020.