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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
+2.16%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$538M
AUM Growth
+$58M
(+12%)
Cap. Flow
+$46.6M
Cap. Flow
% of AUM
8.66%
Top 10 Holdings %
Top 10 Hldgs %
44.15%
Holding
1,319
New
136
Increased
373
Reduced
192
Closed
80
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
|
+$11M |
| 2 |
Invesco FTSE RAFI US 1000 ETF
PRF
|
+$8.68M |
| 3 |
SCIU
Global X Scientific Beta US ETF
SCIU
|
+$7.1M |
| 4 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$6.75M |
| 5 |
iShares MSCI USA Momentum Factor ETF
MTUM
|
+$2.99M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 Downside Hedged ETF
PHDG
|
+$8.16M |
| 2 |
SE
Spectra Energy Corp Wi
SE
|
+$3.04M |
| 3 |
Global X MLP & Energy Infrastructure ETF
MLPX
|
+$1.14M |
| 4 |
Invesco BuyBack Achievers ETF
PKW
|
+$765K |
| 5 |
GPT
Gramercy Property Trust
GPT
|
+$611K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 9.82% |
| 2 | Technology | 6.79% |
| 3 | Energy | 4.95% |
| 4 | Consumer Staples | 4.87% |
| 5 | Industrials | 4.6% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
| $79.8M | 14.83% |
1,817,558
+162,258
| +10% | +$6.75M |
|
|
2
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
| $64.3M | 11.94% |
3,647,105
+520,440
| +17% | +$8.68M |
|
3
ExxonMobil
XOM
$651B
| $14.9M | 2.77% |
178,598
+29
| +0% | +$2.32K |
|
4
GE Aerospace
GE
$367B
| $13.2M | 2.46% |
86,948
+12,997
| +18% | +$1.84M |
|
5
Microsoft
MSFT
$2.84T
| $12.8M | 2.38% |
232,419
+53
| +0% | +$2.78K |
|
6
Apple
AAPL
$4.89T
| $11.7M | 2.17% |
428,052
+15,476
| +4% | +$386K |
|
|
7
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.2B
| $11.6M | 2.15% |
275,723
+275,693
| +918,977% | +$11M |
|
8
Berkshire Hathaway Class B
BRK.B
$1.07T
| $10M | 1.87% |
70,800
+1,198
| +2% | +$159K |
|
9
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $9.7M | 1.8% |
47,210
+1,713
| +4% | +$334K |
|
10
Johnson & Johnson
JNJ
$635B
| $9.54M | 1.77% |
88,203
+298
| +0.3% | +$30.9K |
|
|
11
Global X MLP & Energy Infrastructure ETF
MLPX
$3.68B
| $9.4M | 1.75% |
272,607
-36,456
| -12% | -$1.14M |
|
12
Vanguard Dividend Appreciation ETF
VIG
$111B
| $8.95M | 1.66% |
110,176
+9,417
| +9% | +$722K |
|
13
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.13B
| $8.46M | 1.57% |
331,096
+8,688
| +3% | +$219K |
|
|
14
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
| $7.77M | 1.44% |
106,327
+42,857
| +68% | +$2.99M |
|
|
SCIU
15
DELISTED
Global X Scientific Beta US ETF
SCIU
| $7.63M | 1.42% |
308,810
+305,550
| +9,373% | +$7.1M |
|
16
DuPont de Nemours
DD
$18.6B
| $6.67M | 1.24% |
51,770
-951
| -2% | -$114K |
|
|
PSTB
17
DELISTED
Park Sterling Corp.
PSTB
| $6.39M | 1.19% |
957,607
+16,248
| +2% | +$109K |
|
18
Duke Energy
DUK
$102B
| $6.25M | 1.16% |
77,466
+5,221
| +7% | +$395K |
|
19
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
$227M
| $5.63M | 1.05% |
239,259
+3,018
| +1% | +$68.2K |
|
20
Truist Financial
TFC
$63.2B
| $5.42M | 1.01% |
163,066
+15,203
| +10% | +$505K |
|
21
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.6B
| $5.34M | 0.99% |
170,844
+92,766
| +119% | +$2.73M |
|
22
JPMorgan Chase
JPM
$939B
| $5.24M | 0.97% |
88,434
-743
| -0.8% | -$43.4K |
|
23
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$764M
| $5.06M | 0.94% |
204,946
+252
| +0.1% | +$6.11K |
|
24
Coca-Cola
KO
$354B
| $4.9M | 0.91% |
105,610
+992
| +0.9% | +$43.2K |
|
|
BNY
25
Bank of New York Mellon
BNY
$108B
| $4.2M | 0.78% |
113,913
-1,921
| -2% | -$69.7K |
|
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Carroll Financial Associates's Q1 2016 Portfolio in Review
As of Q1 2016, Carroll Financial Associates held 1,319 positions worth $538M, up 12% from $480M the previous quarter. Its ten largest holdings account for 44% of the portfolio.
Carroll Financial Associates deployed $46.6M of net new capital in Q1 2016, opening 136 new positions and adding to 373 existing holdings. Its largest new stake was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.
By sector, the portfolio is most concentrated in Financials at 9.8% of assets, down from 11% a quarter earlier, followed by Technology and Energy.
On the sell side, the largest reduction was Invesco S&P 500 Downside Hedged ETF, an estimated $8.16M trimmed.
- Carroll Financial Associates's largest Q1 2016 buy was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.
- Carroll Financial Associates added most to Goldman Sachs ActiveBeta US Large Cap Equity ETF in Q1 2016, an estimated $11M increase.
- Carroll Financial Associates's biggest Q1 2016 reduction was Invesco S&P 500 Downside Hedged ETF, cutting an estimated $8.16M.
- Carroll Financial Associates fully exited UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN in Q1 2016, selling an estimated $541K.
- Carroll Financial Associates's ten largest holdings make up 44% of its $538M portfolio in Q1 2016.
- Carroll Financial Associates opened 136 new positions and closed 80 in Q1 2016.
- Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $538M.
Based on Carroll Financial Associates's 13F filing for Q1 2016, filed 20 Apr 2016.