Carroll Financial Associates’s Morgan Stanley Floating Rate non-cumulative Preferred Series A MS.PRA Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2014 Q1	–	Sell	-67,700	Closed	-$1.27M	–	905
2013 Q4	$1.27M	Sell	67,700 -6,300	-9%	-$118K	0.45%	47
2013 Q3	$1.44M	Buy	74,000 +2,500	+3%	+$48.8K	0.54%	43
2013 Q2	$0	Buy	+71,500	New	–	﹤0.01%	662