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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
-$37.1M
Cap. Flow %
-1.97%
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302

Top Buys

1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$34.1M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$14.1M
3
ARMR
Armor US Equity Index ETF
ARMR
+$8.94M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.02M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.57M

Top Sells

1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.6M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$11.4M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.92M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.08M

Sector Composition

1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PICB icon
1851
Invesco International Corporate Bond ETF
PICB
$352M
$0 ﹤0.01%
26
+4
+18% +$112
PINS icon
1852
Pinterest
PINS
$13B
– –
-37
Closed -$1K
PJT icon
1853
PJT Partners
PJT
$4.3B
$0 ﹤0.01%
+7
New +$558
PKE icon
1854
Park Aerospace
PKE
$677M
– –
-116
Closed -$1K
POR icon
1855
Portland General Electric
POR
$6.07B
– –
-488
Closed -$22K
POST icon
1856
Post Holdings
POST
$3.94B
– –
-189
Closed -$13K
POWA icon
1857
Invesco Bloomberg Pricing Power ETF
POWA
$175M
– –
-13,805
Closed -$912K
PPC icon
1858
Pilgrim's Pride
PPC
$6.93B
– –
-77
Closed -$2K
PRDO icon
1859
Perdoceo Education
PRDO
$1.99B
– –
-124
Closed -$1K
PRGS icon
1860
Progress Software
PRGS
$1.66B
– –
-38
Closed -$1K
PRO
1861
DELISTED
PROS Holdings
PRO
– –
-265
Closed -$9K
PSMT icon
1862
Pricesmart
PSMT
$5.74B
– –
-16
Closed -$1K
PTC icon
1863
PTC
PTC
$14.4B
– –
-13
Closed -$1K
PTON icon
1864
Peloton Interactive
PTON
$2.65B
$0 ﹤0.01%
12
– –
QDEL icon
1865
QuidelOrtho
QDEL
$1.19B
– –
-7
Closed –
QLYS icon
1866
Qualys
QLYS
$5.61B
– –
-13
Closed -$1K
QQQM icon
1867
Invesco NASDAQ 100 ETF
QQQM
$96.3B
– –
-107
Closed -$15K
QTEC icon
1868
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.44B
– –
-379
Closed -$59K
RBLX icon
1869
Roblox
RBLX
$37B
– –
-622
Closed -$46K
RDFN
1870
DELISTED
Redfin
RDFN
$0 ﹤0.01%
5
– –
RDIV icon
1871
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.35B
– –
-306
Closed -$11K
RDN icon
1872
Radian Group
RDN
$5.24B
– –
-1,005
Closed -$22K
REAX icon
1873
Real Brokerage
REAX
$453M
$0 ﹤0.01%
+70
New +$200
RGR icon
1874
Sturm, Ruger & Co
RGR
$603M
– –
-24
Closed -$1K
RH icon
1875
RH
RH
$3.56B
– –
-4
Closed -$2K
73 74
75
76 77

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6M
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RFA
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CCT
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Carroll Financial Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
  • Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
  • Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
  • Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
  • Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
  • Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.