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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
-$37.1M
Cap. Flow %
-1.97%
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302

Top Buys

1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$34.1M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$14.1M
3
ARMR
Armor US Equity Index ETF
ARMR
+$8.94M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.02M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.57M

Top Sells

1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.6M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$11.4M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.92M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.08M

Sector Composition

1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RIG icon
1876
Transocean
RIG
$5.69B
$0 ﹤0.01%
26
-30
-54% -$102
RIGL icon
1877
Rigel Pharmaceuticals
RIGL
$750M
$0 ﹤0.01%
17
– –
RISN icon
1878
Inspire Capital Appreciation ETF
RISN
$75.9M
– –
-140
Closed -$4K
RNR icon
1879
RenaissanceRe
RNR
$13.8B
– –
-10
Closed -$1K
RORO
1880
DELISTED
ATAC US Rotation ETF
RORO
– –
-464
Closed -$10K
RRX icon
1881
Regal Rexnord
RRX
$13.8B
– –
-4
Closed –
RSPT icon
1882
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.38B
– –
-3,080
Closed -$88K
S icon
1883
SentinelOne
S
$6.71B
$0 ﹤0.01%
+10
New +$586
SA
1884
Seabridge Gold
SA
$2.65B
– –
-713
Closed -$11K
SAFT icon
1885
Safety Insurance
SAFT
$1.09B
– –
-21
Closed -$1K
SAM icon
1886
Boston Beer
SAM
$1.86B
– –
-42
Closed -$21K
SBIO icon
1887
ALPS Medical Breakthroughs ETF
SBIO
$205M
– –
-200
Closed -$9K
SCHC icon
1888
Schwab International Small-Cap Equity ETF
SCHC
$5.33B
$0 ﹤0.01%
12
-1,549
-99% -$64.6K
SCHE icon
1889
Schwab Emerging Markets Equity ETF
SCHE
$12.3B
$0 ﹤0.01%
18
– –
SCHQ
1890
Schwab Long-Term US Treasury ETF
SCHQ
$758M
– –
-2,710
Closed -$135K
SCS
1891
DELISTED
Steelcase
SCS
– –
-50
Closed –
SDIV icon
1892
Global X SuperDividend ETF
SDIV
$1.22B
– –
-23
Closed –
SFIX
1893
Stitch Fix
SFIX
$506M
$0 ﹤0.01%
25
– –
SFM icon
1894
Sprouts Farmers Market
SFM
$7.13B
– –
-73
Closed -$1K
SHYG icon
1895
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.61B
$0 ﹤0.01%
16
– –
SIG icon
1896
Signet Jewelers
SIG
$3.56B
– –
-8
Closed –
SIRI icon
1897
SiriusXM
SIRI
$10.3B
– –
-8
Closed –
SIZE icon
1898
iShares MSCI USA Size Factor ETF
SIZE
$427M
– –
-999
Closed -$127K
SKY icon
1899
Champion Homes
SKY
$4.54B
– –
-189
Closed -$11K
SLG icon
1900
SL Green Realty
SLG
$3.67B
$0 ﹤0.01%
5
– –
74 75
76
77 78

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
  • Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
  • Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
  • Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
  • Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
  • Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.