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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.12%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
-$37.1M
Cap. Flow %
-1.97%
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302

Top Buys

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$34.1M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$14.1M
3
ARMR
Armor US Equity Index ETF
ARMR
+$8.94M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.02M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.57M

Top Sells

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.6M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$11.4M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.92M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.08M

Sector Composition

Rank Sector Weight
1 Miscellaneous 73.73%
2 Technology 7.87%
3 Financials 5.31%
4 Healthcare 2.68%
5 Consumer Discretionary 2.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HZNP
2051
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$0 ﹤0.01%
4
-17
-81% -$1.85K
MFGP
2052
DELISTED
Micro Focus International plc. American Depositary Shares, each representing One Ordinary Share
MFGP
$0 ﹤0.01%
15
+14
+1,400% +$71
LVHB
2053
DELISTED
Innovator Lunt Low Vol/High Beta Tactical ETF
LVHB
– –
-10,700
Closed -$373K
ESTE
2054
DELISTED
Earthstone Energy Inc. Class A Common Stock
ESTE
– –
-330
Closed -$3K
NLSN
2055
DELISTED
Nielsen Holdings plc
NLSN
– –
-23
Closed –
EGLE
2056
DELISTED
Eagle Bulk Shipping Inc.
EGLE
– –
-109
Closed -$5K
FM
2057
DELISTED
iShares Frontier and Select EM ETF
FM
– –
-124
Closed -$4K
JHMT
2058
DELISTED
John Hancock Multifactor Technology ETF
JHMT
– –
-3,941
Closed -$356K
FUT
2059
DELISTED
ProShares Managed Futures Strategy ETF
FUT
– –
-14
Closed –
STFC
2060
DELISTED
State Auto Financial Corp
STFC
$0 ﹤0.01%
10
– –
NEWN
2061
DELISTED
NEW ENG SYS GRP COM STK (NV)
NEWN
$0 ﹤0.01%
30
– –
STMP
2062
DELISTED
Stamps.com, Inc.
STMP
– –
-6
Closed -$1K
OIL
2063
DELISTED
iPath Series B S&P GSCI Crude Oil ETN
OIL
– –
-6,077
Closed -$138K
HR
2064
DELISTED
Healthcare Realty Trust Incorporated
HR
– –
-53
Closed -$1K
79 80 81 82
83

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Carroll Financial Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.

By sector, the portfolio is most concentrated in Miscellaneous at 74% of assets, down from 75% a quarter earlier, followed by Technology and Financials.

  • Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
  • Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
  • Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
  • Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
  • Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
  • Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.