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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
-$37.1M
Cap. Flow %
-1.97%
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302

Top Buys

1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$34.1M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$14.1M
3
ARMR
Armor US Equity Index ETF
ARMR
+$8.94M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.02M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.57M

Top Sells

1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.6M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$11.4M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.92M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.08M

Sector Composition

1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XSD icon
1976
State Street SPDR S&P Semiconductor ETF
XSD
$2.86B
– –
-174
Closed -$34K
XT icon
1977
iShares Future Exponential Technologies ETF
XT
$3.86B
– –
-25
Closed -$1K
XYLD icon
1978
Global X S&P 500 Covered Call ETF
XYLD
$3.22B
– –
-158
Closed -$7K
XYL icon
1979
Xylem
XYL
$29.5B
– –
-9
Closed -$1.12K
YELP icon
1980
Yelp
YELP
$1.45B
$0 ﹤0.01%
17
– –
YOLO icon
1981
AdvisorShares Pure Cannabis ETF
YOLO
$30.6M
$0 ﹤0.01%
+42
New +$629
ZD icon
1982
Ziff Davis
ZD
$1.99B
– –
-18
Closed -$2K
ZG icon
1983
Zillow
ZG
$7.59B
– –
-69
Closed -$6K
ZLAB icon
1984
Zai Lab
ZLAB
$2.26B
– –
-2
Closed –
ZNTL icon
1985
Zentalis Pharmaceuticals
ZNTL
$367M
$0 ﹤0.01%
10
– –
CPAY icon
1986
Corpay
CPAY
$23.9B
– –
-1
Closed –
TXNM
1987
TXNM Energy Inc
TXNM
$6.38B
$0 ﹤0.01%
10
-35
-78% -$1.68K
UCB
1988
United Community Banks
UCB
$4.36B
$0 ﹤0.01%
+15
New +$524
BNT
1989
Brookfield Wealth Solutions
BNT
$11.9B
$0 ﹤0.01%
5
– –
INVX
1990
Innovex International
INVX
$1.8B
$0 ﹤0.01%
12
– –
DM
1991
DELISTED
Desktop Metal, Inc.
DM
$0 ﹤0.01%
18
– –
ENLC
1992
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
$0 ﹤0.01%
139
– –
MSVX
1993
DELISTED
LHA Market State Alpha Seeker ETF
MSVX
$0 ﹤0.01%
18
– –
AKTS
1994
DELISTED
Akoustis Technologies Inc
AKTS
– –
-120
Closed -$1K
CTLT
1995
DELISTED
CATALENT, INC.
CTLT
– –
-5
Closed –
DNMR
1996
DELISTED
Danimer Scientific, Inc.
DNMR
$0 ﹤0.01%
1
– –
PRMW
1997
DELISTED
Primo Water Corporation
PRMW
– –
-172
Closed -$2K
VGR
1998
DELISTED
Vector Group Ltd.
VGR
– –
-1,028
Closed -$9K
EGRX
1999
DELISTED
Eagle Pharmaceuticals, Inc.
EGRX
– –
-33
Closed -$1K
MMAT
2000
DELISTED
Meta Materials Inc. Common Stock
MMAT
– –
0
– –
78 79
80
81 82

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6M
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RFA
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CCT
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Carroll Financial Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
  • Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
  • Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
  • Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
  • Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
  • Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.