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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
-$37.1M
Cap. Flow %
-1.97%
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302

Top Buys

1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$34.1M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$14.1M
3
ARMR
Armor US Equity Index ETF
ARMR
+$8.94M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.02M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.57M

Top Sells

1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.6M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$11.4M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.92M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.08M

Sector Composition

1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TFX icon
1926
Teleflex
TFX
$5.96B
– –
-728
Closed -$274K
TGNA
1927
DELISTED
TEGNA Inc
TGNA
– –
-95
Closed -$1K
THD icon
1928
iShares MSCI Thailand ETF
THD
$361M
– –
-21
Closed -$1K
THS
1929
DELISTED
Treehouse Foods
THS
– –
-40
Closed -$1K
TME icon
1930
Tencent Music
TME
$14.9B
$0 ﹤0.01%
114
-555
-83% -$4.09K
TPIC
1931
DELISTED
TPI Composites
TPIC
– –
-574
Closed -$19K
TR icon
1932
Tootsie Roll Industries
TR
$2.94B
– –
-60
Closed -$1K
TRN icon
1933
Trinity Industries
TRN
$2.9B
– –
-898
Closed -$24K
TRUP icon
1934
Trupanion
TRUP
$1.16B
– –
-22
Closed -$1K
TTC icon
1935
Toro Company
TTC
$8.99B
– –
-17
Closed -$1K
TTE icon
1936
TotalEnergies
TTE
$181B
$0 ﹤0.01%
17
– –
TTGT icon
1937
TechTarget
TTGT
$269M
– –
-19
Closed -$1.79K
TWO
1938
Two Harbors Investment
TWO
$1.27B
– –
-1,067
Closed -$27K
TXT icon
1939
Textron
TXT
$15.9B
$0 ﹤0.01%
11
-3,000
-100% -$223K
UAA icon
1940
Under Armour
UAA
$3.17B
$0 ﹤0.01%
3
-47
-94% -$1.07K
UAVS icon
1941
AgEagle Aerial Systems
UAVS
$42.8M
– –
0
– –
UBS icon
1942
UBS Group
UBS
$173B
$0 ﹤0.01%
35
+17
+94% +$299
UHS icon
1943
Universal Health Services
UHS
$9.15B
– –
-104
Closed -$13.4K
UPBD icon
1944
Upbound Group
UPBD
$1.29B
– –
-16
Closed –
USA icon
1945
Liberty All-Star Equity Fund
USA
$1.77B
$0 ﹤0.01%
112
-3,023
-96% -$25.5K
USNA icon
1946
Usana Health Sciences
USNA
$403M
– –
-19
Closed -$1K
UTHR icon
1947
United Therapeutics
UTHR
$22.7B
– –
-10
Closed -$1K
UVV icon
1948
Universal Corp
UVV
$1.32B
– –
-34
Closed -$1K
UWM icon
1949
ProShares Ultra Russell2000
UWM
$277M
$0 ﹤0.01%
10
– –
VAL.WS icon
1950
Valaris Ltd Warrants
VAL.WS
$662M
$0 ﹤0.01%
6
– –
76 77
78
79 80

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CCT
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Carroll Financial Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
  • Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
  • Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
  • Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
  • Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
  • Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.