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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
-$37.1M
Cap. Flow %
-1.97%
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302

Top Buys

1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$34.1M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$14.1M
3
ARMR
Armor US Equity Index ETF
ARMR
+$8.94M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.02M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.57M

Top Sells

1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.6M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$11.4M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.92M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.08M

Sector Composition

1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VGLT icon
1951
Vanguard Long-Term Treasury ETF
VGLT
$10.3B
– –
-700
Closed -$61K
VHT icon
1952
Vanguard Health Care ETF
VHT
$18.1B
– –
-2,519
Closed -$622K
VIAV icon
1953
Viavi Solutions
VIAV
$9.5B
$0 ﹤0.01%
20
+6
+43% +$95
VIPS icon
1954
Vipshop
VIPS
$6.97B
$0 ﹤0.01%
50
– –
VMI icon
1955
Valmont Industries
VMI
$10.4B
– –
-8
Closed -$1.96K
VNDA icon
1956
Vanda Pharmaceuticals
VNDA
$324M
– –
-109
Closed -$1K
VNO icon
1957
Vornado Realty Trust
VNO
$7.53B
$0 ﹤0.01%
11
– –
VNQI icon
1958
Vanguard Global ex-US Real Estate ETF
VNQI
$3.49B
$0 ﹤0.01%
4
– –
VTOL icon
1959
Bristow Group
VTOL
$1.31B
$0 ﹤0.01%
5
– –
VXUS icon
1960
Vanguard Total International Stock ETF
VXUS
$153B
– –
-497
Closed -$31K
WD icon
1961
Walker & Dunlop
WD
$1.73B
– –
-6
Closed –
WDFC icon
1962
WD-40
WDFC
$3.35B
– –
-5
Closed -$1K
WHR icon
1963
Whirlpool
WHR
$2.49B
– –
-8
Closed -$1.76K
WINC
1964
DELISTED
Western Asset Short Duration Income ETF
WINC
– –
-1,695
Closed -$44K
WING icon
1965
Wingstop
WING
$3.84B
– –
-11
Closed -$1K
WKHS icon
1966
Workhorse Group
WKHS
$29.3M
– –
0
– –
WLY icon
1967
John Wiley & Sons Class A
WLY
$2.57B
– –
-32
Closed -$1K
WTW icon
1968
Willis Towers Watson
WTW
$27.7B
$0 ﹤0.01%
4
-1
-20% -$237
WWD icon
1969
Woodward
WWD
$23.7B
– –
-3
Closed –
XHE icon
1970
State Street SPDR S&P Health Care Equipment ETF
XHE
$151M
– –
-629
Closed -$78K
XMHQ icon
1971
Invesco S&P MidCap Quality ETF
XMHQ
$5.4B
$0 ﹤0.01%
11
– –
XNCR icon
1972
Xencor
XNCR
$1.21B
$0 ﹤0.01%
22
– –
XNTK icon
1973
State Street SPDR NYSE Technology ETF
XNTK
$2.08B
– –
-23
Closed -$3K
XPEV icon
1974
XPeng
XPEV
$12.9B
– –
-7
Closed –
XRAY icon
1975
Dentsply Sirona
XRAY
$2.77B
– –
-15
Closed -$825
77 78
79
80 81

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Carroll Financial Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
  • Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
  • Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
  • Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
  • Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
  • Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.