Carroll Financial Associates’s Western Asset Short Duration Income ETF WINC Stock Holding History

Carroll Financial Associates’s Portfolio WINC Stock Details WINC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-1,695	Closed	-$44K	–	1965
2021 Q3	$44K	Sell	1,695 -158	-9%	-$4.16K	﹤0.01%	777
2021 Q2	$48K	Sell	1,853 -500	-21%	-$13.1K	﹤0.01%	828
2021 Q1	$61K	Buy	+2,353	New	+$61.6K	﹤0.01%	716

Other funds holding WINC

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $83.7B AUM 27.22% 1-Year Est. Return

PWM

Prentice Wealth Management Rochester, New York $484M AUM 13.77% 1-Year Est. Return

IAIM

International Assets Investment Management Orlando, Florida $1.67B AUM 28.26% 1-Year Est. Return

Jane Street New York $1.21T AUM 78.12% 1-Year Est. Return

SAM

Synergy Asset Management Vancouver, Washington $1.06B AUM 36.26% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

BRWA

B. Riley Wealth Advisors Boca Raton, Florida $1.87B AUM 37.01% 1-Year Est. Return

Darrow Company Needham, Massachusetts $258M AUM 15.51% 1-Year Est. Return

Allworth Financial Folsom, California $23.6B AUM 20.99% 1-Year Est. Return

Carroll Financial Associates's WINC Position: Q4 2021 in Review

Carroll Financial Associates sold out of Western Asset Short Duration Income ETF (WINC) in Q4 2021, closing a stake of 1,695 shares — an estimated $44K sold.

Carroll Financial Associates first reported a position in WINC in Q1 2021 and held it in 3 quarters. The position peaked at $61K in Q1 2021. 14 funds tracked by Wall St. Rank hold WINC as of Q4 2021.

Carroll Financial Associates reported no remaining Western Asset Short Duration Income ETF position as of Q4 2021 after selling out during the quarter.
Carroll Financial Associates sold 1,695 Western Asset Short Duration Income ETF shares in Q4 2021, an estimated $44K.
Carroll Financial Associates first reported a position in Western Asset Short Duration Income ETF in Q1 2021 and held it in 3 quarters.
Carroll Financial Associates's Western Asset Short Duration Income ETF position peaked at $61K in Q1 2021.
14 funds tracked by Wall St. Rank held Western Asset Short Duration Income ETF as of Q4 2021.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.