BRWA
WINC

B. Riley Wealth Advisors’s Western Asset Short Duration Income ETF WINC Stock Holding History

B. Riley Wealth Advisors’s Portfolio WINC Stock Details WINC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2022
Q3 		– Sell
-17,703
Closed -$420K – 1542
2022
Q2 		$420K Buy
17,703
+340
+2% +$8.19K 0.02% 731
2022
Q1 		$429K Sell
17,363
-2,067
-11% -$52.1K 0.01% 832
2021
Q4 		$504K Buy
+19,430
New +$505K 0.01% 803

Other funds holding WINC

PWM
Prentice Wealth Management Rochester, New York $484M AUM 13.77% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Truist Financial
Truist Financial Charlotte, North Carolina $83.7B AUM 27.22% 1-Year Est. Return
Citadel Advisors
Citadel Advisors Miami, Florida $875B AUM 40.89% 1-Year Est. Return
AF
Allworth Financial Folsom, California $23.6B AUM 20.99% 1-Year Est. Return
Jane Street
Jane Street New York $1.21T AUM 78.12% 1-Year Est. Return
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

B. Riley Wealth Advisors's WINC Position: Q3 2022 in Review

B. Riley Wealth Advisors sold out of Western Asset Short Duration Income ETF (WINC) in Q3 2022, closing a stake of 17,703 shares — an estimated $420K sold.

B. Riley Wealth Advisors first reported a position in WINC in Q4 2021 and held it in 3 quarters. The position peaked at $504K in Q4 2021. 9 funds tracked by Wall St. Rank hold WINC as of Q3 2022.

  • B. Riley Wealth Advisors reported no remaining Western Asset Short Duration Income ETF position as of Q3 2022 after selling out during the quarter.
  • B. Riley Wealth Advisors sold 17,703 Western Asset Short Duration Income ETF shares in Q3 2022, an estimated $420K.
  • B. Riley Wealth Advisors first reported a position in Western Asset Short Duration Income ETF in Q4 2021 and held it in 3 quarters.
  • B. Riley Wealth Advisors's Western Asset Short Duration Income ETF position peaked at $504K in Q4 2021.
  • 9 funds tracked by Wall St. Rank held Western Asset Short Duration Income ETF as of Q3 2022.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2022, filed 14 Nov 2022.