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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
-$37.1M
Cap. Flow %
-1.97%
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302

Top Buys

1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$34.1M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$14.1M
3
ARMR
Armor US Equity Index ETF
ARMR
+$8.94M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.02M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.57M

Top Sells

1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.6M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$11.4M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.92M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.08M

Sector Composition

1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NETL icon
1826
Colterpoint Net Lease Real Estate ETF
NETL
$56.5M
– –
-177
Closed -$5K
NEU icon
1827
NewMarket
NEU
$7.08B
– –
-4
Closed -$1K
NGD
1828
DELISTED
New Gold Inc
NGD
$0 ﹤0.01%
80
– –
NPK icon
1829
National Presto Industries
NPK
$870M
– –
-17
Closed -$1K
NRG icon
1830
NRG Energy
NRG
$27.2B
$0 ﹤0.01%
10
– –
NSP icon
1831
Insperity
NSP
$1.89B
– –
-134
Closed -$14K
NTGR icon
1832
NETGEAR
NTGR
$602M
$0 ﹤0.01%
25
-41
-62% -$1.22K
NUS icon
1833
Nu Skin
NUS
$254M
– –
-27
Closed -$1K
NVT icon
1834
nVent Electric
NVT
$25.1B
$0 ﹤0.01%
15
– –
NWSA icon
1835
News Corp Class A
NWSA
$15.4B
$0 ﹤0.01%
42
– –
OFS icon
1836
OFS Capital
OFS
$46.9M
– –
-700
Closed -$7K
OMCL icon
1837
Omnicell
OMCL
$2.09B
– –
-13
Closed -$1K
ON icon
1838
ON Semiconductor
ON
$34B
– –
-2
Closed –
ORI icon
1839
Old Republic International
ORI
$10.3B
– –
-461
Closed -$10K
OSPN icon
1840
OneSpan
OSPN
$574M
– –
-66
Closed -$1K
OSIS icon
1841
OSI Systems
OSIS
$3.51B
– –
-36
Closed -$3K
PARAA
1842
DELISTED
Paramount Global Class A
PARAA
$0 ﹤0.01%
+25
New +$936
PDD icon
1843
Pinduoduo
PDD
$120B
$0 ﹤0.01%
+9
New +$710
PEN icon
1844
Penumbra
PEN
$12.5B
– –
-6
Closed -$1K
PFGC icon
1845
Performance Food Group
PFGC
$17.6B
$0 ﹤0.01%
7
-22
-76% -$1K
PFIG icon
1846
Invesco Fundamental Investment Grade Corporate Bond ETF
PFIG
$116M
$0 ﹤0.01%
24
+1
+4% +$27
PFLD icon
1847
AAM Low Duration Preferred and Income Securities ETF
PFLD
$416M
– –
-2,845
Closed -$71K
PGHY icon
1848
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$220M
$0 ﹤0.01%
19
-3,999
-100% -$86K
PGRO icon
1849
Putnam Focused Large Cap Growth ETF
PGRO
$111M
– –
-2,520
Closed -$68K
PHK
1850
PIMCO High Income Fund
PHK
$878M
$0 ﹤0.01%
7
– –
72 73
74
75 76

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TU
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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
  • Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
  • Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
  • Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
  • Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
  • Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.