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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
-$37.1M
Cap. Flow %
-1.97%
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302

Top Buys

1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$34.1M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$14.1M
3
ARMR
Armor US Equity Index ETF
ARMR
+$8.94M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.02M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.57M

Top Sells

1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.6M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$11.4M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.92M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.08M

Sector Composition

1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVZ icon
1776
Invesco
IVZ
$13.1B
$0 ﹤0.01%
21
-30
-59% -$730
IYC icon
1777
iShares US Consumer Discretionary ETF
IYC
$1.16B
– –
-9,692
Closed -$749K
IYF icon
1778
iShares US Financials ETF
IYF
$4.24B
– –
-3,628
Closed -$299K
JBSS icon
1779
John B. Sanfilippo & Son
JBSS
$929M
– –
-19
Closed -$1K
JHML icon
1780
John Hancock Multifactor Large Cap ETF
JHML
$1.16B
– –
-42,288
Closed -$2.3M
JPEM icon
1781
JPMorgan Diversified Return Emerging Markets Equity ETF
JPEM
$378M
$0 ﹤0.01%
13
+1
+8% +$57
JQC icon
1782
Nuveen Credit Strategies Income Fund
JQC
$702M
$0 ﹤0.01%
15
– –
OPLN
1783
Openlane
OPLN
$4.18B
$0 ﹤0.01%
28
– –
KEYS icon
1784
Keysight
KEYS
$54B
$0 ﹤0.01%
2
-6
-75% -$1.12K
KIE icon
1785
State Street SPDR S&P Insurance ETF
KIE
$536M
$0 ﹤0.01%
21
– –
KN icon
1786
Knowles
KN
$3.01B
– –
-78
Closed -$1K
KOS icon
1787
Kosmos Energy
KOS
$1.33B
$0 ﹤0.01%
129
– –
KSA icon
1788
iShares MSCI Saudi Arabia ETF
KSA
$642M
– –
-72
Closed -$3K
KTB icon
1789
Kontoor Brands
KTB
$4.73B
$0 ﹤0.01%
12
– –
KXI icon
1790
iShares Global Consumer Staples ETF
KXI
$1.05B
– –
-212
Closed -$12K
MZTI
1791
The Marzetti Company
MZTI
$2.94B
– –
-9
Closed -$1K
LAZR
1792
DELISTED
Luminar Technologies
LAZR
$0 ﹤0.01%
+1
New +$250
LILA icon
1793
Liberty Latin America Class A
LILA
$1.48B
$0 ﹤0.01%
12
– –
LILAK icon
1794
Liberty Latin America Class C
LILAK
$1.48B
$0 ﹤0.01%
29
– –
LITE icon
1795
Lumentum
LITE
$57B
$0 ﹤0.01%
3
+1
+50% +$91
LMND icon
1796
Lemonade
LMND
$5.16B
$0 ﹤0.01%
10
– –
LOGI icon
1797
Logitech
LOGI
$14.8B
– –
-25
Closed -$2K
LOUP icon
1798
Innovator Deepwater Frontier Tech ETF
LOUP
$204M
– –
-1,254
Closed -$64K
LQDT icon
1799
Liquidity Services
LQDT
$1.23B
– –
-89
Closed -$1K
LSPD icon
1800
Lightspeed Commerce
LSPD
$1.36B
$0 ﹤0.01%
4
– –
70 71
72
73 74

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6M
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RFA
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CCT
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Carroll Financial Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
  • Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
  • Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
  • Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
  • Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
  • Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.