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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
-$37.1M
Cap. Flow %
-1.97%
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302

Top Buys

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$34.1M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$14.1M
3
ARMR
Armor US Equity Index ETF
ARMR
+$8.94M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.02M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.57M

Top Sells

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.6M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$11.4M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.92M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.08M

Sector Composition

Rank Sector Weight
1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNDF icon
1726
Schwab Fundamental International Large Company Index ETF
FNDF
$24.2B
$0 ﹤0.01%
29
– –
FOX icon
1727
Fox Class B
FOX
$21.7B
$0 ﹤0.01%
2
– –
FTEC icon
1728
Fidelity MSCI Information Technology Index ETF
FTEC
$19.8B
– –
-111
Closed -$13K
FTSM icon
1729
First Trust Enhanced Short Maturity ETF
FTSM
$6.5B
– –
-126
Closed -$7K
FUN icon
1730
Cedar Fair
FUN
$1.79B
$0 ﹤0.01%
3
– –
FUTU icon
1731
Futu Holdings
FUTU
$13.3B
– –
-7
Closed –
FXN icon
1732
First Trust Energy AlphaDEX Fund
FXN
$393M
– –
-900
Closed -$10K
GBDC icon
1733
Golub Capital BDC
GBDC
$3.4B
– –
-207
Closed -$3K
GCC icon
1734
WisdomTree Enhanced Commodity Strategy Fund
GCC
$268M
$0 ﹤0.01%
+12
New +$252
GDRX icon
1735
GoodRx Holdings
GDRX
$1.06B
– –
-3
Closed –
GLU
1736
Gabelli Utility & Income Trust
GLU
$116M
– –
-847
Closed -$16K
GMAB icon
1737
Genmab
GMAB
$17.6B
$0 ﹤0.01%
11
– –
GME icon
1738
GameStop
GME
$9.82B
– –
-4
Closed –
GMED icon
1739
Globus Medical
GMED
$10.5B
– –
-25
Closed -$1K
GNTX icon
1740
Gentex
GNTX
$5.19B
$0 ﹤0.01%
2
-1,064
-100% -$37.8K
GNW icon
1741
Genworth Financial
GNW
$3.86B
– –
-1,457
Closed -$5K
GOVI icon
1742
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.23B
– –
-1,175
Closed -$42K
GTX icon
1743
Garrett Motion
GTX
$5.95B
$0 ﹤0.01%
89
+73
+456% +$538
GVIP icon
1744
Goldman Sachs Hedge Industry VIP ETF
GVIP
$552M
– –
-108
Closed -$10K
GXC icon
1745
State Street SPDR S&P China ETF
GXC
$442M
– –
-232
Closed -$25K
HBM icon
1746
Hudbay
HBM
$9.04B
$0 ﹤0.01%
+31
New +$215
HCA icon
1747
HCA Healthcare
HCA
$82.3B
$0 ﹤0.01%
2
-7
-78% -$1.71K
HCI icon
1748
HCI Group
HCI
$2.27B
– –
-29
Closed -$3.38K
HE icon
1749
Hawaiian Electric Industries
HE
$2.32B
– –
-48
Closed -$1K
HIG icon
1750
Hartford Financial Services
HIG
$38.4B
– –
-660
Closed -$46K
68 69
70
71 72

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Carroll Financial Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
  • Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
  • Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
  • Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
  • Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
  • Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.