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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
-$37.1M
Cap. Flow %
-1.97%
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302

Top Buys

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$34.1M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$14.1M
3
ARMR
Armor US Equity Index ETF
ARMR
+$8.94M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.02M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.57M

Top Sells

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.6M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$11.4M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.92M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.08M

Sector Composition

Rank Sector Weight
1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWD icon
1701
iShares MSCI Sweden ETF
EWD
$289M
– –
-78
Closed -$3K
EWG icon
1702
iShares MSCI Germany ETF
EWG
$1.62B
– –
-273
Closed -$8K
EWH icon
1703
iShares MSCI Hong Kong ETF
EWH
$1.19B
– –
-121
Closed -$2K
EWM icon
1704
iShares MSCI Malaysia ETF
EWM
$311M
– –
-49
Closed -$1K
EWN icon
1705
iShares MSCI Netherlands ETF
EWN
$512M
– –
-87
Closed -$4K
EWP icon
1706
iShares MSCI Spain ETF
EWP
$1.97B
– –
-84
Closed -$2K
EWQ icon
1707
iShares MSCI France ETF
EWQ
$370M
– –
-305
Closed -$11K
EWT icon
1708
iShares MSCI Taiwan ETF
EWT
$9.94B
– –
-215
Closed -$13K
EWU icon
1709
iShares MSCI United Kingdom ETF
EWU
$4.02B
– –
-442
Closed -$14K
EWY icon
1710
iShares MSCI South Korea ETF
EWY
$19.3B
– –
-142
Closed -$11K
EWW icon
1711
iShares MSCI Mexico ETF
EWW
$1.87B
– –
-36
Closed -$1K
EWZ icon
1712
iShares MSCI Brazil ETF
EWZ
$9.1B
– –
-125
Closed -$4K
EZA icon
1713
iShares MSCI South Africa ETF
EZA
$536M
– –
-72
Closed -$3K
EZPW icon
1714
Ezcorp Inc
EZPW
$1.97B
– –
-328
Closed -$2K
FAF icon
1715
First American
FAF
$7.44B
$0 ﹤0.01%
1
-43
-98% -$3.21K
FBND icon
1716
Fidelity Total Bond ETF
FBND
$26.9B
– –
-429
Closed -$22K
FCN icon
1717
FTI Consulting
FCN
$4.9B
– –
-15
Closed -$2K
DMC
1718
Del Monte Corp
DMC
$1.4B
– –
-64
Closed -$2K
FICO icon
1719
Fair Isaac
FICO
$29.2B
– –
-50
Closed -$19K
FLO icon
1720
Flowers Foods
FLO
$1.8B
– –
-1,929
Closed -$45K
FLRN icon
1721
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.07B
– –
-5,808
Closed -$178K
FLS icon
1722
Flowserve
FLS
$8.75B
– –
-11
Closed –
FN icon
1723
Fabrinet
FN
$17.1B
– –
-19
Closed -$1K
FNDB icon
1724
Schwab Fundamental US Broad Market Index ETF
FNDB
$1.39B
– –
-16,725
Closed -$298K
FNDC icon
1725
Schwab Fundamental International Small Company Index ETF
FNDC
$3B
$0 ﹤0.01%
18
– –
67 68
69
70 71

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6M
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RFA
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Carroll Financial Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
  • Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
  • Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
  • Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
  • Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
  • Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.