CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Quarter Est. Return
1 Year Est. Return
+20.52%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
2,074
New
Increased
Reduced
Closed

Top Buys

1
+$34.1M
2
+$14.1M
3
+$9.24M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.06M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.49M

Top Sells

1
+$33.3M
2
+$11.3M
3
+$9.95M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$7.11M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.27M

Sector Composition

1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MNDT
1651
DELISTED
Mandiant, Inc. Common Stock
MNDT
– –
-318
TPTX
1652
DELISTED
Turning Point Therapeutics, Inc. Common Stock
TPTX
– –
-6
MTOR
1653
DELISTED
MERITOR, Inc.
MTOR
$0 ﹤0.01%
9
ZNGA
1654
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$0 ﹤0.01%
115
KLDO
1655
DELISTED
Kaleido Biosciences, Inc. Common Stock
KLDO
$0 ﹤0.01%
339
PBCT
1656
DELISTED
People's United Financial Inc
PBCT
$0 ﹤0.01%
29
NUAN
1657
DELISTED
Nuance Communications, Inc.
NUAN
– –
-78
RBNC
1658
DELISTED
Reliant Bancorp, Inc. Common Stock
RBNC
– –
-2,095
COR
1659
DELISTED
Coresite Realty Corporation
COR
– –
-13
HCAQ
1660
DELISTED
HealthCor Catalio Acquisition Corp. Class A Ordinary Shares
HCAQ
– –
-2,503
BSCL
1661
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
– –
-304
KSU
1662
DELISTED
Kansas City Southern
KSU
– –
-133
HRC
1663
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
– –
-563
PCI
1664
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
– –
-1,040
PPD
1665
DELISTED
PPD, Inc. Common Stock
PPD
– –
-115
AGC
1666
DELISTED
Altimeter Growth Corp
AGC
– –
-400
INOV
1667
DELISTED
Inovalon Holdings, Inc. Class A Common Stock
INOV
– –
-1,416
FLXN
1668
DELISTED
Flexion Therapeutics, Inc.
FLXN
– –
-2,000
VTA
1669
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
– –
-106
LDL
1670
DELISTED
Lydall, Inc.
LDL
– –
-500
DZSI
1671
DELISTED
DZS Inc. Common Stock
DZSI
– –
-4
PVAL
1672
DELISTED
Principal Contrarian Value Index ETF
PVAL
– –
-1,140
HZNP
1673
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$0 ﹤0.01%
4
-17
MFGP
1674
DELISTED
Micro Focus International plc. American Depositary Shares, each representing One Ordinary Share
MFGP
$0 ﹤0.01%
15
+14
LVHB
1675
DELISTED
Innovator Lunt Low Vol/High Beta Tactical ETF
LVHB
– –
-10,700
65 66
67
68 69