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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
-$37.1M
Cap. Flow %
-1.97%
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302

Top Buys

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$34.1M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$14.1M
3
ARMR
Armor US Equity Index ETF
ARMR
+$8.94M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.02M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.57M

Top Sells

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.6M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$11.4M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.92M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.08M

Sector Composition

Rank Sector Weight
1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CIBR icon
1651
First Trust NASDAQ Cybersecurity ETF
CIBR
$14.3B
– –
-109
Closed -$5K
CLNE icon
1652
Clean Energy Fuels
CLNE
$518M
$0 ﹤0.01%
50
– –
CMA
1653
DELISTED
Comerica
CMA
– –
-10
Closed -$858
CMS icon
1654
CMS Energy
CMS
$23B
$0 ﹤0.01%
4
-43
-91% -$2.64K
CNDT icon
1655
Conduent
CNDT
$245M
$0 ﹤0.01%
145
+25
+21% +$149
CNO icon
1656
CNO Financial Group
CNO
$5B
$0 ﹤0.01%
+7
New +$172
CNX icon
1657
CNX Resources
CNX
$4.73B
– –
-780
Closed -$9K
CNXC icon
1658
Concentrix
CNXC
$1.56B
– –
-15
Closed -$2K
CNXN icon
1659
PC Connection
CNXN
$1.98B
– –
-33
Closed -$1K
COLD icon
1660
Americold
COLD
$4.54B
– –
-18
Closed –
CORT icon
1661
Corcept Therapeutics
CORT
$9.63B
– –
-56
Closed -$1K
COTY icon
1662
Coty
COTY
$2.19B
$0 ﹤0.01%
29
– –
CRH icon
1663
CRH
CRH
$70.6B
– –
-63
Closed -$2K
CRON
1664
Cronos Group
CRON
$1.03B
$0 ﹤0.01%
220
– –
CROX icon
1665
Crocs
CROX
$6.9B
$0 ﹤0.01%
6
– –
CVE icon
1666
Cenovus Energy
CVE
$50.8B
– –
-85
Closed –
CVLT icon
1667
Commault Systems
CVLT
$6.2B
– –
-25
Closed -$1K
CVNA icon
1668
Carvana
CVNA
$50.6B
– –
-10
Closed -$550
CW icon
1669
Curtiss-Wright
CW
$26.4B
– –
-504
Closed -$63K
CWT icon
1670
California Water Service
CWT
$3.07B
– –
-29
Closed -$1K
CZR icon
1671
Caesars Entertainment
CZR
$6.09B
$0 ﹤0.01%
4
– –
DAKT icon
1672
Daktronics
DAKT
$938M
$0 ﹤0.01%
32
-315
-91% -$1.66K
DBX icon
1673
Dropbox
DBX
$7.1B
– –
-119
Closed -$3K
DDOG icon
1674
Datadog
DDOG
$93.4B
$0 ﹤0.01%
2
– –
DFAU icon
1675
Dimensional US Core Equity Market ETF
DFAU
$12.3B
– –
-139
Closed -$4K
65 66
67
68 69

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Carroll Financial Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
  • Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
  • Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
  • Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
  • Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
  • Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.