CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Quarter Est. Return
1 Year Est. Return
+20.52%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
2,074
New
Increased
Reduced
Closed

Top Buys

1
+$34.1M
2
+$14.1M
3
+$9.24M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.06M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.49M

Top Sells

1
+$33.3M
2
+$11.3M
3
+$9.95M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$7.11M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.27M

Sector Composition

1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DM
1651
DELISTED
Desktop Metal, Inc.
DM
$0 ﹤0.01%
18
ENLC
1652
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
$0 ﹤0.01%
139
MSVX
1653
DELISTED
LHA Market State Alpha Seeker ETF
MSVX
$0 ﹤0.01%
18
AKTS
1654
DELISTED
Akoustis Technologies Inc
AKTS
– –
-120
CTLT
1655
DELISTED
CATALENT, INC.
CTLT
– –
-5
DNMR
1656
DELISTED
Danimer Scientific, Inc.
DNMR
$0 ﹤0.01%
1
PRMW
1657
DELISTED
Primo Water Corporation
PRMW
– –
-172
VGR
1658
DELISTED
Vector Group Ltd.
VGR
– –
-1,028
EGRX
1659
DELISTED
Eagle Pharmaceuticals, Inc.
EGRX
– –
-33
MMAT
1660
DELISTED
Meta Materials Inc. Common Stock
MMAT
– –
0
WRK
1661
DELISTED
WestRock Company
WRK
$0 ﹤0.01%
14
AIRC
1662
DELISTED
Apartment Income REIT Corp.
AIRC
– –
-40
SWAV
1663
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
$0 ﹤0.01%
1
DSKE
1664
DELISTED
Daseke, Inc. Common Stock
DSKE
– –
-121
SPLK
1665
DELISTED
Splunk Inc
SPLK
– –
-2
BKCC
1666
DELISTED
BlackRock Capital Investment Corporation
BKCC
$0 ﹤0.01%
217
SGEN
1667
DELISTED
Seagen Inc. Common Stock
SGEN
$0 ﹤0.01%
2
VRTV
1668
DELISTED
VERITIV CORPORATION
VRTV
$0 ﹤0.01%
1
CEQP
1669
DELISTED
Crestwood Equity Partners LP
CEQP
– –
-27
LTRPA
1670
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
$0 ﹤0.01%
34
FFTG
1671
DELISTED
FormulaFolios Tactical Growth ETF
FFTG
$0 ﹤0.01%
15
HYLD
1672
DELISTED
High Yield ETF
HYLD
– –
-860
BBIG
1673
DELISTED
Vinco Ventures, Inc. Common Stock
BBIG
– –
-2
NOVN
1674
DELISTED
Novan, Inc. Common Stock
NOVN
$0 ﹤0.01%
100
LSI
1675
DELISTED
Life Storage, Inc.
LSI
– –
-19
65 66
67
68 69