We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
-$37.1M
Cap. Flow %
-1.97%
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302

Top Buys

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$34.1M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$14.1M
3
ARMR
Armor US Equity Index ETF
ARMR
+$8.94M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.02M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.57M

Top Sells

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.6M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$11.4M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.92M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.08M

Sector Composition

Rank Sector Weight
1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAND
1626
Bandwidth Inc
BAND
$2.3B
$0 ﹤0.01%
6
– –
BATRA icon
1627
Atlanta Braves Holdings Series A
BATRA
$3.63B
$0 ﹤0.01%
18
– –
BBY icon
1628
Best Buy
BBY
$18B
$0 ﹤0.01%
2
-128
-98% -$14.6K
BCX icon
1629
BlackRock Resources & Commodities Strategy Trust
BCX
$868M
$0 ﹤0.01%
98
– –
BETZ icon
1630
Roundhill Sports Betting & iGaming ETF
BETZ
$50.3M
– –
-60
Closed -$1K
BGH
1631
Barings Global Short Duration High Yield Fund
BGH
$286M
– –
-4,578
Closed -$78K
BHF icon
1632
Brighthouse Financial
BHF
$3.77B
$0 ﹤0.01%
1
– –
BJ icon
1633
BJs Wholesale Club
BJ
$11.9B
– –
-38
Closed -$2.37K
BLKB icon
1634
Blackbaud
BLKB
$1.49B
– –
-9
Closed –
BLW icon
1635
BlackRock Limited Duration Income Trust
BLW
$496M
– –
-4,367
Closed -$74K
BMBL icon
1636
Bumble
BMBL
$381M
– –
-15
Closed –
BTAL icon
1637
AGF US Market Neutral Anti-Beta Fund
BTAL
$303M
– –
-450
Closed -$7K
BTBT icon
1638
Bit Digital
BTBT
$495M
$0 ﹤0.01%
+100
New +$957
BWA icon
1639
BorgWarner
BWA
$12.8B
$0 ﹤0.01%
17
-15
-47% -$602
CABO icon
1640
Cable One
CABO
$223M
– –
-1
Closed -$1K
CALM icon
1641
Cal-Maine
CALM
$4.2B
– –
-323
Closed -$11K
CASY icon
1642
Casey's General Stores
CASY
$31.8B
– –
-8
Closed -$1K
CCK icon
1643
Crown Holdings
CCK
$13.1B
– –
-283
Closed -$28K
CCOI icon
1644
Cogent Communications
CCOI
$549M
– –
-27
Closed -$1K
CDNS icon
1645
Cadence Design Systems
CDNS
$91B
$0 ﹤0.01%
5
-242
-98% -$42.2K
CDW icon
1646
CDW
CDW
$17B
$0 ﹤0.01%
1
– –
CENT icon
1647
Central Garden & Pet Co
CENT
$2.73B
– –
-45
Closed -$1K
CFG icon
1648
Citizens Financial Group
CFG
$30.6B
$0 ﹤0.01%
5
-26
-84% -$1.25K
CGW icon
1649
Invesco S&P Global Water Index ETF
CGW
$1.06B
– –
-1,041
Closed -$58K
CHRW icon
1650
C.H. Robinson
CHRW
$24.6B
$0 ﹤0.01%
9
-494
-98% -$48K
64 65
66
67 68

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
  • Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
  • Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
  • Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
  • Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
  • Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.