CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Quarter Est. Return
1 Year Est. Return
+20.52%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
2,074
New
Increased
Reduced
Closed

Top Buys

1
+$34.1M
2
+$14.1M
3
+$9.24M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.06M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.49M

Top Sells

1
+$33.3M
2
+$11.3M
3
+$9.95M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$7.11M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.27M

Sector Composition

1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DSKE
1626
DELISTED
Daseke, Inc. Common Stock
DSKE
– –
-121
SPLK
1627
DELISTED
Splunk Inc
SPLK
– –
-2
BKCC
1628
DELISTED
BlackRock Capital Investment Corporation
BKCC
$0 ﹤0.01%
217
SGEN
1629
DELISTED
Seagen Inc. Common Stock
SGEN
$0 ﹤0.01%
2
VRTV
1630
DELISTED
VERITIV CORPORATION
VRTV
$0 ﹤0.01%
1
CEQP
1631
DELISTED
Crestwood Equity Partners LP
CEQP
– –
-27
LTRPA
1632
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
$0 ﹤0.01%
34
FFTG
1633
DELISTED
FormulaFolios Tactical Growth ETF
FFTG
$0 ﹤0.01%
15
HYLD
1634
DELISTED
High Yield ETF
HYLD
– –
-860
BBIG
1635
DELISTED
Vinco Ventures, Inc. Common Stock
BBIG
– –
-2
NOVN
1636
DELISTED
Novan, Inc. Common Stock
NOVN
$0 ﹤0.01%
100
LSI
1637
DELISTED
Life Storage, Inc.
LSI
– –
-19
HEXO
1638
DELISTED
HEXO Corp. Common Shares
HEXO
$0 ﹤0.01%
80
CS
1639
DELISTED
Credit Suisse Group
CS
– –
-20
DBD
1640
DELISTED
Diebold Nixdorf Incorporated
DBD
$0 ﹤0.01%
40
VCLO
1641
DELISTED
Simplify Volt Cloud and Cybersecurity Disruption ETF
VCLO
– –
-231
CSII
1642
DELISTED
Cardiovascular Systems, Inc.
CSII
– –
-39
ARVL
1643
DELISTED
Arrival Ordinary Shares
ARVL
– –
-20
AUY
1644
DELISTED
Yamana Gold, Inc.
AUY
– –
-100
LHCG
1645
DELISTED
LHC Group LLC
LHCG
– –
-8
CHAD
1646
DELISTED
Direxion Daily CSI 300 China A Share Bear 1X Shares
CHAD
– –
-51
VLDR
1647
DELISTED
Velodyne Lidar, Inc. Common Stock
VLDR
$0 ﹤0.01%
100
VIVO
1648
DELISTED
Meridian Bioscience Inc
VIVO
– –
-60
SPNE
1649
DELISTED
SeaSpine Holdings Corporation Common Stock
SPNE
$0 ﹤0.01%
+17
ABMD
1650
DELISTED
Abiomed Inc
ABMD
– –
-8
64 65
66
67 68