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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
-$37.1M
Cap. Flow %
-1.97%
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302

Top Buys

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$34.1M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$14.1M
3
ARMR
Armor US Equity Index ETF
ARMR
+$8.94M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.02M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.57M

Top Sells

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.6M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$11.4M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.92M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.08M

Sector Composition

Rank Sector Weight
1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FIRY
1576
Firy Inc
FIRY
$133M
$1K ﹤0.01%
12
– –
SNDR icon
1577
Schneider National
SNDR
$6.59B
$1K ﹤0.01%
65
– –
SPRO icon
1578
Spero Therapeutics
SPRO
$83.4M
$1K ﹤0.01%
110
– –
TCBI icon
1579
Texas Capital Bancshares
TCBI
$4.52B
$1K ﹤0.01%
31
– –
TLH icon
1580
iShares 10-20 Year Treasury Bond ETF
TLH
$11.1B
$1K ﹤0.01%
7
+3
+75% +$444
TPR icon
1581
Tapestry
TPR
$28.4B
$1K ﹤0.01%
28
– –
TSN icon
1582
Tyson Foods
TSN
$20.5B
$1K ﹤0.01%
12
-7
-37% -$576
UDR icon
1583
UDR
UDR
$12.9B
$1K ﹤0.01%
+22
New +$1.24K
UEC icon
1584
Uranium Energy
UEC
$4.66B
$1K ﹤0.01%
400
– –
VKTX icon
1585
Viking Therapeutics
VKTX
$4.27B
$1K ﹤0.01%
354
+307
+653% +$1.72K
WASH icon
1586
Washington Trust Bancorp
WASH
$695M
$1K ﹤0.01%
21
– –
ERF
1587
DELISTED
Enerplus Corporation
ERF
$1K ﹤0.01%
96
– –
THCX
1588
DELISTED
AXS Cannabis ETF
THCX
$1K ﹤0.01%
12
– –
IMGN
1589
DELISTED
Immunogen Inc
IMGN
$1K ﹤0.01%
221
– –
FFTI
1590
DELISTED
FormulaFolios Tactical Income ETF
FFTI
$1K ﹤0.01%
57
– –
DS
1591
DELISTED
Drive Shack Inc.
DS
$1K ﹤0.01%
1,000
– –
LOGC
1592
DELISTED
LogicBio Therapeutics, Inc. Common Stock
LOGC
$1K ﹤0.01%
428
– –
GCP
1593
DELISTED
GCP Applied Technologies Inc.
GCP
$1K ﹤0.01%
40
– –
MBII
1594
DELISTED
Marrone Bio Innovations, Inc.
MBII
$1K ﹤0.01%
2,000
– –
KRA
1595
DELISTED
Kraton Corporation
KRA
$1K ﹤0.01%
38
– –
GWB
1596
DELISTED
Great Western Bancorp, Inc.
GWB
$1K ﹤0.01%
60
– –
MGLN
1597
DELISTED
Magellan Health Services, Inc.
MGLN
$1K ﹤0.01%
15
– –
SIVB
1598
DELISTED
SVB Financial Group
SIVB
$1K ﹤0.01%
2
– –
VSTO
1599
DELISTED
Vista Outdoor Inc.
VSTO
$1K ﹤0.01%
+35
New +$1.5K
ABR icon
1600
Arbor Realty Trust
ABR
$960M
– –
-645
Closed -$11K
62 63
64
65 66

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Carroll Financial Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
  • Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
  • Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
  • Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
  • Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
  • Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.