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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
-$37.1M
Cap. Flow %
-1.97%
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302

Top Buys

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$34.1M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$14.1M
3
ARMR
Armor US Equity Index ETF
ARMR
+$8.94M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.02M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.57M

Top Sells

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.6M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$11.4M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.92M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.08M

Sector Composition

Rank Sector Weight
1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BALL icon
1526
Ball Corp
BALL
$16.6B
$1K ﹤0.01%
20
+2
+11% +$185
BATRK icon
1527
Atlanta Braves Holdings Series B
BATRK
$3.21B
$1K ﹤0.01%
38
– –
BGC icon
1528
BGC Group
BGC
$5.55B
$1K ﹤0.01%
369
– –
BLNK icon
1529
Blink Charging
BLNK
$79.6M
$1K ﹤0.01%
57
– –
BMO icon
1530
Bank of Montreal
BMO
$124B
$1K ﹤0.01%
+12
New +$1.29K
BOE icon
1531
BlackRock Enhanced Global Dividend Trust
BOE
$659M
$1K ﹤0.01%
149
– –
BOKF icon
1532
BOK Financial
BOKF
$8.58B
$1K ﹤0.01%
12
– –
BTI icon
1533
British American Tobacco
BTI
$129B
$1K ﹤0.01%
42
-916
-96% -$32.5K
BYND icon
1534
Beyond Meat
BYND
$289M
$1K ﹤0.01%
+20
New +$1.7K
CF icon
1535
CF Industries
CF
$19.5B
$1K ﹤0.01%
+22
New +$1.38K
CHPT icon
1536
ChargePoint
CHPT
$140M
$1K ﹤0.01%
4
– –
CLB icon
1537
Core Laboratories
CLB
$544M
$1K ﹤0.01%
68
-313
-82% -$8.16K
CLSK icon
1538
CleanSpark
CLSK
$4.01B
$1K ﹤0.01%
100
+71
+245% +$1.13K
CRNC icon
1539
Cerence
CRNC
$398M
$1K ﹤0.01%
16
– –
CXT icon
1540
Crane NXT
CXT
$3B
$1K ﹤0.01%
49
– –
DBAW icon
1541
Xtrackers MSCI All World ex US Hedged Equity ETF
DBAW
$278M
$1K ﹤0.01%
51
– –
DJP icon
1542
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$824M
$1K ﹤0.01%
+37
New +$1.08K
DVN icon
1543
Devon Energy
DVN
$52.2B
$1K ﹤0.01%
40
+21
+111% +$873
EQX icon
1544
Equinox Gold
EQX
$7.33B
$1K ﹤0.01%
238
-6,000
-96% -$43.8K
EXPD icon
1545
Expeditors International
EXPD
$23B
$1K ﹤0.01%
12
-18
-60% -$2.25K
EXR icon
1546
Extra Space Storage
EXR
$30.7B
$1K ﹤0.01%
8
-14
-64% -$2.77K
FREL icon
1547
Fidelity MSCI Real Estate Index ETF
FREL
$1.5B
$1K ﹤0.01%
39
– –
FRT icon
1548
Federal Realty Investment Trust
FRT
$10.8B
$1K ﹤0.01%
12
– –
GORO icon
1549
Goldgroup Mining Inc.
GORO
$173M
$1K ﹤0.01%
849
– –
GUNR icon
1550
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.19B
$1K ﹤0.01%
32
– –
60 61
62
63 64

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NFG
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6M
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RFA
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CCT
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C
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CC
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RM
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Carroll Financial Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
  • Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
  • Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
  • Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
  • Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
  • Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.