We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
-$37.1M
Cap. Flow %
-1.97%
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302

Top Buys

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$34.1M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$14.1M
3
ARMR
Armor US Equity Index ETF
ARMR
+$8.94M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.02M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.57M

Top Sells

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.6M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$11.4M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.92M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.08M

Sector Composition

Rank Sector Weight
1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HDGE icon
1551
AdvisorShares Ranger Equity Bear ETF
HDGE
$62.8M
$1K ﹤0.01%
51
-1,008
-95% -$25.2K
HUBB icon
1552
Hubbell
HUBB
$25.6B
$1K ﹤0.01%
6
– –
HUN icon
1553
Huntsman Corp
HUN
$2.1B
$1K ﹤0.01%
52
– –
HYDR icon
1554
Global X Hydrogen ETF
HYDR
$80.9M
$1K ﹤0.01%
+17
New +$2.03K
IBRX icon
1555
ImmunityBio
IBRX
$7.86B
$1K ﹤0.01%
250
– –
IDHQ icon
1556
Invesco S&P International Developed Quality ETF
IDHQ
$905M
$1K ﹤0.01%
40
– –
IOSP icon
1557
Innospec
IOSP
$2.07B
$1K ﹤0.01%
18
– –
IX icon
1558
ORIX
IX
$41.8B
$1K ﹤0.01%
55
– –
JRE icon
1559
Janus Henderson US Real Estate ETF
JRE
$4.22M
$1K ﹤0.01%
40
– –
KIM icon
1560
Kimco Realty
KIM
$17.6B
$1K ﹤0.01%
49
+20
+69% +$462
KODK icon
1561
Kodak
KODK
$750M
$1K ﹤0.01%
350
– –
LBTYA icon
1562
Liberty Global Class A
LBTYA
$3.49B
$1K ﹤0.01%
52
– –
MHK icon
1563
Mohawk Industries
MHK
$6.58B
$1K ﹤0.01%
8
-109
-93% -$19.5K
MMT
1564
Aberdeen Multi-Market Income Fund
MMT
$244M
$1K ﹤0.01%
195
– –
MTA
1565
Metalla Royalty & Streaming
MTA
$675M
$1K ﹤0.01%
200
– –
NDAQ icon
1566
Nasdaq
NDAQ
$52B
$1K ﹤0.01%
+18
New +$1.23K
NGVT icon
1567
Ingevity
NGVT
$2.6B
$1K ﹤0.01%
16
– –
OC icon
1568
Owens Corning
OC
$11.3B
$1K ﹤0.01%
13
– –
OSCR icon
1569
Oscar Health
OSCR
$8.92B
$1K ﹤0.01%
200
– –
OSK icon
1570
Oshkosh
OSK
$8.85B
$1K ﹤0.01%
15
– –
PCG icon
1571
PG&E
PCG
$38.4B
$1K ﹤0.01%
100
– –
PFN
1572
PIMCO Income Strategy Fund II
PFN
$703M
$1K ﹤0.01%
118
– –
PRIM icon
1573
Primoris Services
PRIM
$4.7B
$1K ﹤0.01%
72
– –
PVH icon
1574
PVH
PVH
$3.56B
$1K ﹤0.01%
15
– –
RDOG icon
1575
ALPS REIT Dividend Dogs ETF
RDOG
$11.6M
$1K ﹤0.01%
20
– –
61 62
63
64 65

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
  • Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
  • Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
  • Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
  • Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
  • Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.