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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
-$37.1M
Cap. Flow %
-1.97%
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302

Top Buys

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$34.1M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$14.1M
3
ARMR
Armor US Equity Index ETF
ARMR
+$8.94M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.02M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.57M

Top Sells

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.6M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$11.4M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.92M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.08M

Sector Composition

Rank Sector Weight
1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UFO icon
1501
Procure Space ETF
UFO
$631M
$2K ﹤0.01%
+100
New +$2.92K
UMBF icon
1502
UMB Financial
UMBF
$10.7B
$2K ﹤0.01%
27
– –
USHY icon
1503
iShares Broad USD High Yield Corporate Bond ETF
USHY
$29B
$2K ﹤0.01%
55
– –
VSS icon
1504
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.4B
$2K ﹤0.01%
+20
New +$2.71K
WOOD icon
1505
iShares Global Timber & Forestry ETF
WOOD
$260M
$2K ﹤0.01%
30
– –
CMBT
1506
CMB.TECH NV
CMBT
$4.45B
$2K ﹤0.01%
315
– –
ATSG
1507
DELISTED
Air Transport Services Group
ATSG
$2K ﹤0.01%
100
– –
ALTR
1508
DELISTED
Altair Engineering Inc
ALTR
$2K ﹤0.01%
28
-104
-79% -$7.78K
HYB
1509
DELISTED
New America High Income Fund, Inc.
HYB
$2K ﹤0.01%
240
– –
LEV
1510
DELISTED
The Lion Electric Company
LEV
$2K ﹤0.01%
+225
New +$2.53K
SAVE
1511
DELISTED
Spirit Airlines, Inc.
SAVE
$2K ﹤0.01%
100
– –
APGN
1512
DELISTED
Apexigen, Inc. Common Stock
APGN
$2K ﹤0.01%
290
– –
XM
1513
DELISTED
Qualtrics International Inc. Class A Common Stock
XM
$2K ﹤0.01%
76
– –
LABP
1514
DELISTED
Landos Biopharma, Inc. Common Stock
LABP
$2K ﹤0.01%
41
+2
+5% +$210
HMLP
1515
DELISTED
HOEGH LNG PARTNERS LP
HMLP
$2K ﹤0.01%
+600
New +$2.8K
DSPG
1516
DELISTED
DSP Group Inc
DSPG
$2K ﹤0.01%
96
– –
CFRX
1517
DELISTED
ContraFect Corporation
CFRX
$2K ﹤0.01%
13
+10
+333% +$2.75K
PSXP
1518
DELISTED
PHILLIPS 66 PARTNERS LP
PSXP
$2K ﹤0.01%
79
-2,520
-97% -$93.9K
AAON icon
1519
Aaon
AAON
$8.78B
$1K ﹤0.01%
35
-31
-47% -$1.55K
ACCO icon
1520
Acco Brands
ACCO
$375M
$1K ﹤0.01%
159
– –
AHT
1521
Ashford Hospitality Trust
AHT
$21M
$1K ﹤0.01%
+10
New +$1.25K
AMG icon
1522
Affiliated Managers Group
AMG
$9.16B
$1K ﹤0.01%
7
– –
APAM icon
1523
Artisan Partners
APAM
$2.77B
$1K ﹤0.01%
25
– –
ARE icon
1524
Alexandria Real Estate Equities
ARE
$8.65B
$1K ﹤0.01%
7
+2
+40% +$414
ASIX icon
1525
AdvanSix
ASIX
$589M
$1K ﹤0.01%
38
+28
+280% +$1.29K
59 60
61
62 63

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6M
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RFA
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Carroll Financial Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
  • Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
  • Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
  • Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
  • Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
  • Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.