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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
-$37.1M
Cap. Flow %
-1.97%
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302

Top Buys

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$34.1M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$14.1M
3
ARMR
Armor US Equity Index ETF
ARMR
+$8.94M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.02M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.57M

Top Sells

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.6M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$11.4M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.92M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.08M

Sector Composition

Rank Sector Weight
1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSI icon
1451
Invesco Semiconductors ETF
PSI
$2.59B
$3K ﹤0.01%
+75
New +$3.56K
RKLB icon
1452
Rocket Lab Corp
RKLB
$43.6B
$3K ﹤0.01%
271
– –
SCL icon
1453
Stepan Co
SCL
$1.34B
$3K ﹤0.01%
27
-14
-34% -$1.69K
SH icon
1454
ProShares Short S&P500
SH
$877M
$3K ﹤0.01%
56
– –
TXG icon
1455
10x Genomics
TXG
$5.97B
$3K ﹤0.01%
+27
New +$4.14K
URI icon
1456
United Rentals
URI
$64.8B
$3K ﹤0.01%
10
– –
VVR icon
1457
Invesco Senior Income Trust
VVR
$460M
$3K ﹤0.01%
875
– –
X
1458
DELISTED
US Steel
X
$3K ﹤0.01%
145
-246
-63% -$5.8K
XSLV icon
1459
Invesco S&P SmallCap Low Volatility ETF
XSLV
$247M
$3K ﹤0.01%
63
– –
BERY
1460
DELISTED
Berry Global Group, Inc.
BERY
$3K ﹤0.01%
60
– –
ME
1461
DELISTED
23andMe Holding Co
ME
$3K ﹤0.01%
+23
New +$4.25K
PACW
1462
DELISTED
PacWest Bancorp
PACW
$3K ﹤0.01%
69
– –
AIMC
1463
DELISTED
Altra Industrial Motion Corp
AIMC
$3K ﹤0.01%
59
– –
HNGR
1464
DELISTED
Hanger Inc.
HNGR
$3K ﹤0.01%
200
– –
CCMP
1465
DELISTED
CMC Materials, Inc. Common Stock
CCMP
$3K ﹤0.01%
20
– –
REV
1466
DELISTED
Revlon, Inc.
REV
$3K ﹤0.01%
297
– –
ADNT icon
1467
Adient
ADNT
$1.62B
$2K ﹤0.01%
44
+16
+57% +$718
ARI
1468
Apollo Commercial Real Estate
ARI
$888M
$2K ﹤0.01%
150
– –
BCV
1469
Bancroft Fund
BCV
$138M
$2K ﹤0.01%
96
– –
BF.B icon
1470
Brown-Forman Class B
BF.B
$12.1B
$2K ﹤0.01%
35
-4
-10% -$285
CAH icon
1471
Cardinal Health
CAH
$51.7B
$2K ﹤0.01%
51
-47
-48% -$2.31K
CFR icon
1472
Cullen/Frost Bankers
CFR
$10.2B
$2K ﹤0.01%
22
– –
CNK icon
1473
Cinemark Holdings
CNK
$3.77B
$2K ﹤0.01%
136
– –
ELAN icon
1474
Elanco Animal Health
ELAN
$12.7B
$2K ﹤0.01%
+90
New +$2.8K
EXG icon
1475
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.96B
$2K ﹤0.01%
250
– –
57 58
59
60 61

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6M
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RFA
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CCT
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Carroll Financial Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
  • Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
  • Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
  • Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
  • Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
  • Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.