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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
-$37.1M
Cap. Flow %
-1.97%
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302

Top Buys

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$34.1M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$14.1M
3
ARMR
Armor US Equity Index ETF
ARMR
+$8.94M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.02M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.57M

Top Sells

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.6M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$11.4M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.92M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.08M

Sector Composition

Rank Sector Weight
1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WBS icon
1401
Webster Financial
WBS
$12.4B
$4K ﹤0.01%
85
– –
WERN icon
1402
Werner Enterprises
WERN
$2.75B
$4K ﹤0.01%
87
-40
-31% -$1.83K
XHB icon
1403
State Street SPDR S&P Homebuilders ETF
XHB
$1.71B
$4K ﹤0.01%
+50
New +$4.01K
XRX icon
1404
Xerox
XRX
$348M
$4K ﹤0.01%
181
+31
+21% +$630
HA
1405
DELISTED
Hawaiian Holdings, Inc.
HA
$4K ﹤0.01%
256
– –
NS
1406
DELISTED
NuStar Energy L.P.
NS
$4K ﹤0.01%
300
– –
ARNC
1407
DELISTED
Arconic Corporation
ARNC
$4K ﹤0.01%
120
– –
STCN
1408
DELISTED
Steel Connect, Inc. Common Stock
STCN
$4K ﹤0.01%
+306
New +$5.05K
ADRA.U
1409
DELISTED
Adara Acquisition Corp Units
ADRA.U
$4K ﹤0.01%
500
– –
DISCK
1410
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$4K ﹤0.01%
174
– –
MBT
1411
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$4K ﹤0.01%
616
-125
-17% -$1.09K
ABM icon
1412
ABM Industries
ABM
$2.75B
$3K ﹤0.01%
73
– –
ALLE icon
1413
Allegion
ALLE
$12B
$3K ﹤0.01%
30
+2
+7% +$262
AMCX icon
1414
AMC Global Media
AMCX
$446M
$3K ﹤0.01%
86
+11
+15% +$458
BB icon
1415
BlackBerry
BB
$5.25B
$3K ﹤0.01%
400
– –
BGY icon
1416
BlackRock Enhanced International Dividend Trust
BGY
$517M
$3K ﹤0.01%
622
– –
BWXT icon
1417
BWX Technologies
BWXT
$16B
$3K ﹤0.01%
82
– –
CBOE icon
1418
Cboe Global Markets
CBOE
$29.5B
$3K ﹤0.01%
28
+21
+300% +$2.71K
COLB icon
1419
Columbia Banking Systems
COLB
$9.45B
$3K ﹤0.01%
93
– –
CVCO icon
1420
Cavco Industries
CVCO
$4.39B
$3K ﹤0.01%
12
– –
CXW icon
1421
CoreCivic
CXW
$3.18B
$3K ﹤0.01%
300
– –
DBRG icon
1422
DigitalBridge
DBRG
$2.92B
$3K ﹤0.01%
105
– –
ENOV icon
1423
Enovis
ENOV
$1.53B
$3K ﹤0.01%
46
-39
-46% -$3.26K
EWL icon
1424
iShares MSCI Switzerland ETF
EWL
$2.13B
$3K ﹤0.01%
61
-535
-90% -$26.8K
FWONA icon
1425
Liberty Media Series A
FWONA
$22.4B
$3K ﹤0.01%
71
– –
55 56
57
58 59

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Carroll Financial Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
  • Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
  • Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
  • Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
  • Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
  • Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.