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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
-$37.1M
Cap. Flow %
-1.97%
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302

Top Buys

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$34.1M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$14.1M
3
ARMR
Armor US Equity Index ETF
ARMR
+$8.94M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.02M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.57M

Top Sells

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.6M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$11.4M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.92M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.08M

Sector Composition

Rank Sector Weight
1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWBC icon
1376
East-West Bancorp
EWBC
$18B
$4K ﹤0.01%
53
– –
FIW icon
1377
First Trust Water ETF
FIW
$1.81B
$4K ﹤0.01%
45
– –
GWX icon
1378
State Street SPDR S&P International Small Cap ETF
GWX
$862M
$4K ﹤0.01%
+115
New +$4.41K
IDU icon
1379
iShares US Utilities ETF
IDU
$1.4B
$4K ﹤0.01%
50
– –
IGV icon
1380
iShares Expanded Tech-Software Sector ETF
IGV
$13.2B
$4K ﹤0.01%
50
– –
INDA icon
1381
iShares MSCI India ETF
INDA
$6.73B
$4K ﹤0.01%
100
– –
JAZZ icon
1382
Jazz Pharmaceuticals
JAZZ
$15.7B
$4K ﹤0.01%
33
-1
-3% -$131
KLIC icon
1383
Kulicke & Soffa
KLIC
$5.53B
$4K ﹤0.01%
73
– –
LAD icon
1384
Lithia Motors
LAD
$7.75B
$4K ﹤0.01%
15
– –
LBTYK icon
1385
Liberty Global Class C
LBTYK
$3.44B
$4K ﹤0.01%
156
– –
NFJ
1386
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$4K ﹤0.01%
250
– –
PINC
1387
DELISTED
Premier
PINC
$4K ﹤0.01%
+100
New +$3.94K
PMO
1388
Franklin Municipal Opportunities Trust
PMO
$288M
$4K ﹤0.01%
335
– –
REZI icon
1389
Resideo Technologies
REZI
$5.16B
$4K ﹤0.01%
180
+132
+275% +$3.42K
SANM icon
1390
Sanmina
SANM
$11.7B
$4K ﹤0.01%
107
– –
SBRA icon
1391
Sabra Healthcare REIT
SBRA
$5.54B
$4K ﹤0.01%
+330
New +$4.67K
SEIX icon
1392
Virtus SEIX Senior Loan ETF
SEIX
$249M
$4K ﹤0.01%
178
– –
SHBI icon
1393
Shore Bancshares
SHBI
$765M
$4K ﹤0.01%
227
– –
SKT icon
1394
Tanger
SKT
$4.76B
$4K ﹤0.01%
214
– –
SPR
1395
DELISTED
Spirit AeroSystems
SPR
$4K ﹤0.01%
+100
New +$4.29K
SYF icon
1396
Synchrony
SYF
$23.7B
$4K ﹤0.01%
100
-361
-78% -$17.4K
TDOC icon
1397
Teladoc Health
TDOC
$1.61B
$4K ﹤0.01%
48
– –
TRST
1398
Trustco Bank Corp NY
TRST
$978M
$4K ﹤0.01%
130
– –
VICI icon
1399
VICI Properties
VICI
$29.3B
$4K ﹤0.01%
160
– –
VWOB icon
1400
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.17B
$4K ﹤0.01%
53
– –
54 55
56
57 58

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Carroll Financial Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
  • Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
  • Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
  • Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
  • Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
  • Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.