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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
-$37.1M
Cap. Flow %
-1.97%
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302

Top Buys

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$34.1M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$14.1M
3
ARMR
Armor US Equity Index ETF
ARMR
+$8.94M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.02M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.57M

Top Sells

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.6M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$11.4M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.92M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.08M

Sector Composition

Rank Sector Weight
1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLOV icon
1326
Clover Health Investments
CLOV
$2.46B
$5K ﹤0.01%
1,396
– –
CX icon
1327
Cemex
CX
$18.4B
$5K ﹤0.01%
869
-1,590
-65% -$10.4K
DES icon
1328
WisdomTree US SmallCap Dividend Fund
DES
$2.2B
$5K ﹤0.01%
176
+1
+0.6% +$32
DEW icon
1329
WisdomTree Global High Dividend Fund
DEW
$147M
$5K ﹤0.01%
116
– –
DGICA icon
1330
Donegal Group Class A
DGICA
$673M
$5K ﹤0.01%
397
– –
DKS icon
1331
Dick's Sporting Goods
DKS
$18.8B
$5K ﹤0.01%
54
+31
+135% +$3.71K
DPRO
1332
Draganfly
DPRO
$159M
$5K ﹤0.01%
+114
New +$8.09K
EMLC icon
1333
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.77B
$5K ﹤0.01%
195
– –
ENS icon
1334
EnerSys
ENS
$7.34B
$5K ﹤0.01%
64
– –
FEX icon
1335
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$5K ﹤0.01%
56
– –
FTDS icon
1336
First Trust Dividend Strength ETF
FTDS
$37.9M
$5K ﹤0.01%
109
– –
FUL icon
1337
H.B. Fuller
FUL
$3.03B
$5K ﹤0.01%
62
– –
HIMX
1338
Himax Technologies
HIMX
$2.38B
$5K ﹤0.01%
391
+5
+1% +$55
ITRG
1339
Integra Resources
ITRG
$434M
$5K ﹤0.01%
1,080
– –
IXP icon
1340
iShares Global Comm Services ETF
IXP
$530M
$5K ﹤0.01%
65
– –
LDOS icon
1341
Leidos
LDOS
$13.5B
$5K ﹤0.01%
65
-39
-38% -$3.65K
NCV
1342
Virtus Convertible & Income Fund
NCV
$384M
$5K ﹤0.01%
247
– –
OKTA icon
1343
Okta
OKTA
$23.8B
$5K ﹤0.01%
26
-4
-13% -$953
PAAS icon
1344
Pan American Silver
PAAS
$19.1B
$5K ﹤0.01%
+229
New +$5.77K
PSO icon
1345
Pearson
PSO
$9.66B
$5K ﹤0.01%
+708
New +$6.08K
QQEW icon
1346
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.73B
$5K ﹤0.01%
50
– –
RVT icon
1347
Royce Value Trust
RVT
$2.21B
$5K ﹤0.01%
270
– –
SCHZ icon
1348
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$5K ﹤0.01%
190
– –
SEIC icon
1349
SEI Investments
SEIC
$11.9B
$5K ﹤0.01%
90
-58
-39% -$3.59K
SMTC icon
1350
Semtech
SMTC
$12.8B
$5K ﹤0.01%
61
– –
52 53
54
55 56

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Carroll Financial Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
  • Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
  • Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
  • Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
  • Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
  • Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.