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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
-$37.1M
Cap. Flow %
-1.97%
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302

Top Buys

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$34.1M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$14.1M
3
ARMR
Armor US Equity Index ETF
ARMR
+$8.94M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.02M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.57M

Top Sells

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.6M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$11.4M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.92M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.08M

Sector Composition

Rank Sector Weight
1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNN icon
1351
Smith & Nephew
SNN
$12.6B
$5K ﹤0.01%
+167
New +$5.74K
SPYM
1352
State Street SPDR Portfolio S&P 500 ETF
SPYM
$160B
$5K ﹤0.01%
96
+18
+23% +$972
UA icon
1353
Under Armour Class C
UA
$3.02B
$5K ﹤0.01%
297
-41
-12% -$796
VALE icon
1354
Vale
VALE
$63.2B
$5K ﹤0.01%
+372
New +$4.94K
VRIG icon
1355
Invesco Variable Rate Investment Grade ETF
VRIG
$1.77B
$5K ﹤0.01%
207
– –
QVCGA
1356
DELISTED
QVC Group Inc Series A
QVCGA
$5K ﹤0.01%
14
-12
-46% -$5.42K
SUM
1357
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
$5K ﹤0.01%
151
– –
AEL
1358
DELISTED
American Equity Investment Life Holding Company
AEL
$5K ﹤0.01%
145
– –
PRSRU
1359
DELISTED
Prospector Capital Corp. Unit
PRSRU
$5K ﹤0.01%
535
– –
CTXS
1360
DELISTED
Citrix Systems Inc
CTXS
$5K ﹤0.01%
56
-24
-30% -$2.19K
MACU
1361
DELISTED
Mallard Acquisition Corp. Common stock
MACU
$5K ﹤0.01%
501
– –
GMIIU
1362
DELISTED
Gores Metropoulos II, Inc. Unit
GMIIU
$5K ﹤0.01%
544
– –
AAWW
1363
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
$5K ﹤0.01%
55
– –
SBNY
1364
DELISTED
Signature Bank
SBNY
$5K ﹤0.01%
17
– –
ACM icon
1365
Aecom
ACM
$8.67B
$4K ﹤0.01%
65
– –
AEM icon
1366
Agnico Eagle Mines
AEM
$73.5B
$4K ﹤0.01%
91
– –
BCRX icon
1367
BioCryst Pharmaceuticals
BCRX
$2.42B
$4K ﹤0.01%
294
– –
BR icon
1368
Broadridge
BR
$16.7B
$4K ﹤0.01%
25
-11
-31% -$1.93K
CE icon
1369
Celanese
CE
$5.3B
$4K ﹤0.01%
30
– –
CLW icon
1370
Clearwater Paper
CLW
$268M
$4K ﹤0.01%
119
– –
DBC icon
1371
Invesco DB Commodity Index Tracking Fund
DBC
$1.72B
$4K ﹤0.01%
219
– –
DBEU icon
1372
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$767M
$4K ﹤0.01%
127
– –
DHI icon
1373
D.R. Horton
DHI
$40B
$4K ﹤0.01%
38
+7
+23% +$674
DORM icon
1374
Dorman Products
DORM
$4.03B
$4K ﹤0.01%
42
-17
-29% -$1.84K
DTIL icon
1375
Precision BioSciences
DTIL
$189M
$4K ﹤0.01%
20
– –
53 54
55
56 57

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Carroll Financial Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
  • Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
  • Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
  • Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
  • Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
  • Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.