We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
-$37.1M
Cap. Flow %
-1.97%
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302

Top Buys

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$34.1M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$14.1M
3
ARMR
Armor US Equity Index ETF
ARMR
+$8.94M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.02M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.57M

Top Sells

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.6M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$11.4M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.92M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.08M

Sector Composition

Rank Sector Weight
1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RYN icon
1301
Rayonier
RYN
$6.48B
$6K ﹤0.01%
192
– –
SHAK icon
1302
Shake Shack
SHAK
$2.26B
$6K ﹤0.01%
83
– –
SHG icon
1303
Shinhan Financial Group
SHG
$33.2B
$6K ﹤0.01%
190
-12
-6% -$385
SPLB icon
1304
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.19B
$6K ﹤0.01%
198
– –
TCRT icon
1305
Alaunos Therapeutics
TCRT
$4.76M
$6K ﹤0.01%
40
– –
TRIP icon
1306
TripAdvisor
TRIP
$1.61B
$6K ﹤0.01%
250
-25
-9% -$766
USFD icon
1307
US Foods
USFD
$21.2B
$6K ﹤0.01%
182
– –
VGIT icon
1308
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.6B
$6K ﹤0.01%
91
– –
VPL icon
1309
Vanguard FTSE Pacific ETF
VPL
$8.18B
$6K ﹤0.01%
80
-323
-80% -$25.8K
VSXY
1310
Victoria's Secret
VSXY
$6.94B
$6K ﹤0.01%
+133
New +$6.93K
XTN icon
1311
State Street SPDR S&P Transportation ETF
XTN
$409M
$6K ﹤0.01%
65
– –
EQIN
1312
Columbia U.S. Equity Income ETF
EQIN
$301M
$6K ﹤0.01%
167
– –
BCPC
1313
Balchem Corp
BCPC
$5.21B
$6K ﹤0.01%
39
-14
-26% -$2.25K
SEAC
1314
DELISTED
Seachange International Inc
SEAC
$6K ﹤0.01%
175
– –
BNFT
1315
DELISTED
Benefitfocus, Inc.
BNFT
$6K ﹤0.01%
605
+275
+83% +$2.95K
EPHYU
1316
DELISTED
Epiphany Technology Acquisition Corp. Unit
EPHYU
$6K ﹤0.01%
645
– –
SOLN
1317
DELISTED
The Southern Company
SOLN
$6K ﹤0.01%
115
– –
BSCN
1318
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$6K ﹤0.01%
306
– –
LAC
1319
DELISTED
Lithium Americas Corp. Common Shares
LAC
$6K ﹤0.01%
+200
New +$5.98K
ARCT icon
1320
Arcturus Therapeutics
ARCT
$169M
$5K ﹤0.01%
131
– –
BEN icon
1321
Franklin Resources
BEN
$16.8B
$5K ﹤0.01%
158
– –
BIO icon
1322
Bio-Rad Laboratories Class A
BIO
$8.19B
$5K ﹤0.01%
7
-3
-30% -$2.25K
BOC icon
1323
Boston Omaha
BOC
$427M
$5K ﹤0.01%
+200
New +$6.53K
BSVN icon
1324
Bank7 Corp
BSVN
$459M
$5K ﹤0.01%
233
– –
CACI icon
1325
CACI
CACI
$10.3B
$5K ﹤0.01%
+21
New +$5.75K
51 52
53
54 55

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
  • Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
  • Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
  • Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
  • Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
  • Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.