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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
-$37.1M
Cap. Flow %
-1.97%
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302

Top Buys

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$34.1M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$14.1M
3
ARMR
Armor US Equity Index ETF
ARMR
+$8.94M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.02M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.57M

Top Sells

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.6M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$11.4M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.92M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.08M

Sector Composition

Rank Sector Weight
1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NBIS
1276
Nebius Group N.V.
NBIS
$57.4B
$7K ﹤0.01%
121
– –
TWOU
1277
DELISTED
2U Inc
TWOU
$7K ﹤0.01%
12
– –
CIZ
1278
DELISTED
VictoryShares Developed Enhanced Volatility Wtd ETF
CIZ
$7K ﹤0.01%
215
– –
AMC icon
1279
AMC Entertainment Holdings
AMC
$1.93B
$6K ﹤0.01%
21
– –
ARWR icon
1280
Arrowhead Research
ARWR
$12.4B
$6K ﹤0.01%
102
– –
BBWI icon
1281
Bath & Body Works
BBWI
$3.93B
$6K ﹤0.01%
100
+89
+809% +$6.32K
BOH icon
1282
Bank of Hawaii
BOH
$3.31B
$6K ﹤0.01%
79
– –
CHD icon
1283
Church & Dwight Co
CHD
$22.7B
$6K ﹤0.01%
64
-33
-34% -$2.99K
CMC icon
1284
Commercial Metals
CMC
$7.63B
$6K ﹤0.01%
190
– –
DAPP icon
1285
VanEck Digital Transformation ETF
DAPP
$257M
$6K ﹤0.01%
+298
New +$7.91K
EHC icon
1286
Encompass Health
EHC
$10.9B
$6K ﹤0.01%
118
– –
FAX
1287
abrdn Asia-Pacific Income Fund
FAX
$599M
$6K ﹤0.01%
289
– –
FIZZ icon
1288
National Beverage
FIZZ
$2.86B
$6K ﹤0.01%
134
-28
-17% -$1.52K
FXD icon
1289
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$261M
$6K ﹤0.01%
100
– –
GDXJ icon
1290
VanEck Junior Gold Miners ETF
GDXJ
$7.03B
$6K ﹤0.01%
151
– –
HBAN icon
1291
Huntington Bancshares
HBAN
$35.2B
$6K ﹤0.01%
406
+183
+82% +$2.88K
JNPR
1292
DELISTED
Juniper Networks
JNPR
$6K ﹤0.01%
184
-66
-26% -$2.06K
KROP icon
1293
Global X AgTech & Food Innovation ETF
KROP
$9.29M
$6K ﹤0.01%
+103
New +$6.49K
LKFN icon
1294
Lakeland Financial Corp
LKFN
$1.5B
$6K ﹤0.01%
80
– –
MLPA icon
1295
Global X MLP ETF
MLPA
$2.27B
$6K ﹤0.01%
+179
New +$6.42K
OKE icon
1296
Oneok
OKE
$58.5B
$6K ﹤0.01%
106
– –
OLN icon
1297
Olin
OLN
$2.75B
$6K ﹤0.01%
115
– –
PHG icon
1298
Philips
PHG
$25.2B
$6K ﹤0.01%
218
-58
-21% -$1.97K
PUK icon
1299
Prudential
PUK
$36.2B
$6K ﹤0.01%
192
-110
-36% -$4.17K
RCL icon
1300
Royal Caribbean
RCL
$75.6B
$6K ﹤0.01%
85
-68
-44% -$5.52K
50 51
52
53 54

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Carroll Financial Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
  • Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
  • Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
  • Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
  • Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
  • Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.