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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
-$37.1M
Cap. Flow %
-1.97%
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302

Top Buys

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$34.1M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$14.1M
3
ARMR
Armor US Equity Index ETF
ARMR
+$8.94M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.02M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.57M

Top Sells

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.6M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$11.4M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.92M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.08M

Sector Composition

Rank Sector Weight
1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NWS icon
1226
News Corp Class B
NWS
$16.2B
$8K ﹤0.01%
375
-651
-63% -$14.9K
OLLI icon
1227
Ollie's Bargain Outlet
OLLI
$3.93B
$8K ﹤0.01%
175
-18
-9% -$1.1K
PBR icon
1228
Petrobras
PBR
$124B
$8K ﹤0.01%
769
+325
+73% +$3.43K
PGF icon
1229
Invesco Financial Preferred ETF
PGF
$675M
$8K ﹤0.01%
+450
New +$8.42K
PNR icon
1230
Pentair
PNR
$10.1B
$8K ﹤0.01%
113
+23
+26% +$1.7K
RWX icon
1231
State Street SPDR Dow Jones International Real Estate ETF
RWX
$263M
$8K ﹤0.01%
227
– –
SDOG icon
1232
ALPS Sector Dividend Dogs ETF
SDOG
$1.39B
$8K ﹤0.01%
168
– –
SPTL icon
1233
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.4B
$8K ﹤0.01%
200
-81
-29% -$3.4K
YETI icon
1234
Yeti Holdings
YETI
$3.82B
$8K ﹤0.01%
99
– –
BECN
1235
DELISTED
Beacon Roofing Supply, Inc.
BECN
$8K ﹤0.01%
151
– –
GOEV
1236
DELISTED
Canoo Inc. Class A Common Stock
GOEV
$8K ﹤0.01%
2
– –
ZEV
1237
DELISTED
Lightning eMotors, Inc.
ZEV
$8K ﹤0.01%
65
– –
OSH
1238
DELISTED
Oak Street Health, Inc.
OSH
$8K ﹤0.01%
250
-1
-0.4% -$38
MGU
1239
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$8K ﹤0.01%
366
– –
ACGL icon
1240
Arch Capital
ACGL
$34.9B
$7K ﹤0.01%
173
-42
-20% -$1.78K
ACHR icon
1241
Archer Aviation
ACHR
$3.97B
$7K ﹤0.01%
+1,155
New +$7.65K
ACWV icon
1242
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.23B
$7K ﹤0.01%
+66
New +$6.98K
AEIS icon
1243
Advanced Energy
AEIS
$12.7B
$7K ﹤0.01%
82
– –
ARKX icon
1244
ARK Space & Defense Innovation ETF
ARKX
$820M
$7K ﹤0.01%
374
– –
BBN icon
1245
BlackRock Taxable Municipal Bond Trust
BBN
$971M
$7K ﹤0.01%
300
– –
BIL icon
1246
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.8B
$7K ﹤0.01%
82
– –
BKT icon
1247
BlackRock Income Trust
BKT
$331M
$7K ﹤0.01%
426
– –
CBFV icon
1248
CB Financial Services
CBFV
$180M
$7K ﹤0.01%
+300
New +$7.16K
CNBS icon
1249
Amplify Seymour Cannabis ETF
CNBS
$73.1M
$7K ﹤0.01%
44
– –
CNC icon
1250
Centene
CNC
$31.5B
$7K ﹤0.01%
85
-410
-83% -$30K
48 49
50
51 52

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Carroll Financial Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
  • Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
  • Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
  • Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
  • Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
  • Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.