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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
-$37.1M
Cap. Flow %
-1.97%
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302

Top Buys

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$34.1M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$14.1M
3
ARMR
Armor US Equity Index ETF
ARMR
+$8.94M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.02M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.57M

Top Sells

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.6M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$11.4M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.92M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.08M

Sector Composition

Rank Sector Weight
1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCRX icon
1201
Pacira BioSciences
PCRX
$1.02B
$9K ﹤0.01%
150
– –
PDBC icon
1202
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$5.88B
$9K ﹤0.01%
685
-5,456
-89% -$107K
PPL
1203
PPL Corp
PPL
$27.3B
$9K ﹤0.01%
324
-459
-59% -$13.2K
RWK icon
1204
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.28B
$9K ﹤0.01%
100
– –
SAN icon
1205
Banco Santander
SAN
$189B
$9K ﹤0.01%
2,900
-118
-4% -$414
TRMB icon
1206
Trimble
TRMB
$11.8B
$9K ﹤0.01%
105
– –
WWE
1207
DELISTED
World Wrestling Entertainment
WWE
$9K ﹤0.01%
200
-32
-14% -$1.74K
TVTY
1208
DELISTED
Tivity Health, Inc. Common Stock
TVTY
$9K ﹤0.01%
375
– –
AGZD icon
1209
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
$128M
$8K ﹤0.01%
360
-7,520
-95% -$176K
AVNS icon
1210
Avanos Medical
AVNS
$1.17B
$8K ﹤0.01%
242
– –
AZO icon
1211
AutoZone
AZO
$47.8B
$8K ﹤0.01%
4
-42
-91% -$78.2K
BEPC icon
1212
Brookfield Renewable
BEPC
$6.07B
$8K ﹤0.01%
237
+10
+4% +$382
CHX
1213
DELISTED
ChampionX
CHX
$8K ﹤0.01%
403
– –
CIK
1214
Credit Suisse Asset Management Income Fund
CIK
$134M
$8K ﹤0.01%
2,335
+962
+70% +$3.31K
CTRA
1215
DELISTED
Coterra Energy
CTRA
$8K ﹤0.01%
414
+72
+21% +$1.5K
EQH icon
1216
Equitable Holdings
EQH
$13B
$8K ﹤0.01%
244
-237
-49% -$7.78K
EZU icon
1217
iShare MSCI Eurozone ETF
EZU
$9.39B
$8K ﹤0.01%
177
– –
FPE icon
1218
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$8K ﹤0.01%
395
– –
GRWG icon
1219
GrowGeneration
GRWG
$84.1M
$8K ﹤0.01%
612
– –
HDB icon
1220
HDFC Bank
HDB
$118B
$8K ﹤0.01%
262
-12
-4% -$420
IDLV icon
1221
Invesco S&P International Developed Low Volatility ETF
IDLV
$335M
$8K ﹤0.01%
259
-142
-35% -$4.47K
IRDM icon
1222
Iridium Communications
IRDM
$4.99B
$8K ﹤0.01%
+200
New +$8.08K
IYE icon
1223
iShares US Energy ETF
IYE
$1.75B
$8K ﹤0.01%
+270
New +$8.31K
LI icon
1224
Li Auto
LI
$12.1B
$8K ﹤0.01%
+275
New +$8.48K
MUSA icon
1225
Murphy USA
MUSA
$11.5B
$8K ﹤0.01%
43
-13
-23% -$2.32K
47 48
49
50 51

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NFG
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6M
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RFA
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CCT
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CC
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Carroll Financial Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
  • Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
  • Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
  • Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
  • Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
  • Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.